Wealth manager, wrap-program sponsor · Milwaukee, WI
Uniplan Investment Counsel, Inc.
SEC-registered investment adviser · CRD 154718 · SEC 801-71802
At a glance
Uniplan Investment Counsel, Inc. is an SEC-registered investment adviser based in Milwaukee, Wisconsin, with $330 million in regulatory assets under management as of its Form ADV filed May 15, 2026. Its largest client group by assets is individuals, and it reports 405 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 4,088th of 8,915 wealth managers and 9,702nd of 17,210 SEC-registered advisers by assets.
Main office 262-534-3000uniplanic.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $330M
- Rank among wealth managers
- #4,088 of 8,915
- Rank among all SEC RIAs
- #9,702 of 17,210
- Rank in Wisconsin
- #106 of 195
- Individual clients
- 405
- High-net-worth clients
- 0
- Accounts
- 437
- Discretionary
- 100% of AUM
- Employees
- 11
- Advisory staff
- 10
- Offices
- 6
Owners and executives on its Form ADV
- Richard P. ImperialeChairman, Secretary-Treasurer, Director, Chief Investment Officer
- Kris H. JamisonPresident and Chief Executive Officer
- Mary B. JacobsonVice President, Director of Reporting and Compliance, Chief Compliance Officer, Secretary
- James T. WernerChief Operating Officer and Vice President
Custody and brokerage
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 405 | $231M | 70% |
| Pension and profit sharing plans | 7 | $72M | 22% |
| Corporations or other businesses | 17 | $20M | 6% |
| Charitable organizations | 8 | $7M | 2% |
Disciplinary disclosures
Uniplan Investment Counsel, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗uniplanic.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
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- 4 namedLocked
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Background
Questions
How much does Uniplan Investment Counsel, Inc. manage?
Uniplan Investment Counsel, Inc. reports $330 million in regulatory assets under management across 437 accounts, 100% of it on a discretionary basis, on its Form ADV filed May 15, 2026.
What kind of firm is Uniplan Investment Counsel, Inc.?
Uniplan Investment Counsel, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Uniplan Investment Counsel, Inc.’s clients?
By assets, its largest client types are individuals ($231 million, 405 clients); pension and profit sharing plans ($72 million, 7 clients); corporations or other businesses ($20 million, 17 clients).
Does Uniplan Investment Counsel, Inc. have any disciplinary history?
Uniplan Investment Counsel, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Uniplan Investment Counsel, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-05-15), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →