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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Gastonia, NC

Every SEC-registered investment adviser representative at a firm office in Gastonia, with the firms that employ the most of them.

45 registered advisors work in Gastonia; the most are at Raymond James Financial Services Advisors, Inc. (6). 4 list the CFP designation and 44 are also registered broker representatives.

Firms with the most advisors in Gastonia

FirmAdvisors in Gastonia
Raymond James Financial Services Advisors, Inc. news6
Truist Advisory Services, Inc. news6
Edward Jones news5
LPL Financial LLC news4
Cambridge Investment Research Advisors, Inc. news2
Credit Union Investment Services2
Osaic Wealth, Inc. news2
Strategic Advisers LLC2
Thrivent Investment Management Inc.2
Wells Fargo Clearing Services, LLC news2
Allstate Financial Advisors, LLC1
Empower Advisory Group, LLC1
Hammond Wealth Partners1
J.P. Morgan Securities LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Packerland Brokerage Services, Inc.1
Principal Advised Services1
Raymond James & Associates, Inc. news1
State Farm Investment Management Corp.1
T. Rowe Price Advisory Services, Inc.1
Tiaa-Cref Individual & Institutional Services, LLC1
Transamerica Retirement Advisors, LLC1

Advisors in Gastonia, A to Z

CFP advisors in Gastonia →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Gastonia, NC?

45 investment adviser representatives are registered at firm offices in Gastonia, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 44 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Gastonia?

Raymond James Financial Services Advisors, Inc., with 6 registered advisors in Gastonia, followed by Truist Advisory Services, Inc. with 6.

How do I check a financial advisor in Gastonia?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.