Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Clemmons, NC
Every SEC-registered investment adviser representative at a firm office in Clemmons, with the firms that employ the most of them.
23 registered advisors work in Clemmons; the most are at LPL Financial LLC (6). 1 list the CFP designation and 20 are also registered broker representatives.
Firms with the most advisors in Clemmons
Advisors in Clemmons, A to Z
CFP advisors in Clemmons →- Christopher L. BorzychSchwab Wealth Advisory, Inc. · Certified Financial Planner
- Samuel E. Critz Jr.LPL Financial LLC
- Michael C. FerrinCompass Financial Management LLC
- Jennifer E. GibsonLPL Financial LLC
- Mark P. GoldstonWells Fargo Clearing Services, LLC
- Amy HillLPL Financial LLC
- Melissa R. HoldenLPL Financial LLC
- Matthew HynekEdward Jones
- William B. JamesIndependent Advisor Alliance, LLC
- Jared G. JohnsonHorizon Financial Services, LLC
- Paul M. JohnsonCetera Investment Advisers LLC
- Thomas F. LawsIndependent Advisor Alliance, LLC
- Jonathan M. MarzanoIndependent Advisor Alliance, LLC
- Michael A. McGilvaryIndependent Advisor Alliance, LLC
- Anisa Nakawatase-IbarraStrategic Advisers LLC
- Brent ParmenterStrategic Advisers LLC
- Allen D. Ray Jr.Alphastar Capital Management · Chartered Financial Consultant
- Beverly M. SettleTruist Advisory Services, Inc.
- Lori S. SmithIndependent Advisor Alliance, LLC
- Sean M. StarlingEagle Strategies LLC
- Merrill V. StewartLPL Financial LLC
- Campbell D. ThompsonEdward Jones
- Mitchell A. TomlinsonLPL Financial LLC
Other cities in North Carolina
All of North Carolina →Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58
Questions
How many financial advisors are in Clemmons, NC?
23 investment adviser representatives are registered at firm offices in Clemmons, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 20 of them are also registered as broker representatives, and 1 list the CFP designation.
Which firm has the most financial advisors in Clemmons?
LPL Financial LLC, with 6 registered advisors in Clemmons, followed by Independent Advisor Alliance, LLC with 5.
How do I check a financial advisor in Clemmons?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.