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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rockville Centre, NY

Every SEC-registered investment adviser representative at a firm office in Rockville Centre, with the firms that employ the most of them.

The short answer

55 registered advisors work in Rockville Centre; the most are at The Pinnacle Financial Group (18). 4 list the CFP designation and 52 are also registered broker representatives.

Firms with the most advisors in Rockville Centre

FirmAdvisors in Rockville Centre
The Pinnacle Financial Group18
J.P. Morgan Securities LLC news9
Citigroup Global Markets Inc. news4
Osaic Wealth, Inc. news4
Strategic Advisers LLC4
Cetera Investment Advisers LLC news2
Merrill Lynch, Pierce, Fenner & Smith Incorporated news2
Allspring Funds Management, LLC1
Ameriprise Financial Services, LLC news1
Bayridge Financial Group, Inc.1
Edward Jones news1
Equitable Advisors, LLC news1
Everbridge Advisors1
Kestra Advisory Services, LLC news1
LPL Financial LLC news1
Morgan Stanley news1
Pfs Investments Inc.1
Sound & Secure Advisors LLC1
World Investment Advisors, LLC1

Advisors in Rockville Centre, A to Z

CFP advisors in Rockville Centre →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Rockville Centre, NY?

55 investment adviser representatives are registered at firm offices in Rockville Centre, New York, according to the SEC's Investment Adviser Public Disclosure records. 52 of them are also registered as broker representatives, and 4 list the CFP designation.

Which firm has the most financial advisors in Rockville Centre?

The Pinnacle Financial Group, with 18 registered advisors in Rockville Centre, followed by J.P. Morgan Securities LLC with 9.

How do I check a financial advisor in Rockville Centre?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.