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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Plattsburgh, NY

Every SEC-registered investment adviser representative at a firm office in Plattsburgh, with the firms that employ the most of them.

The short answer

24 registered advisors work in Plattsburgh; the most are at Cetera Investment Advisers LLC (3). 5 list the CFP designation and 24 are also registered broker representatives.

Firms with the most advisors in Plattsburgh

FirmAdvisors in Plattsburgh
Cetera Investment Advisers LLC news3
Commonwealth Financial Network news3
LPL Financial LLC news3
MML Investors Services, LLC3
Wells Fargo Clearing Services, LLC news3
Cambridge Investment Research Advisors, Inc. news2
Edward Jones news2
Northwestern Mutual Investment Services, LLC1
Osaic Wealth, Inc. news1
Raymond James Financial Services Advisors, Inc. news1
Sanctuary Advisors, LLC1
Td Private Client Wealth LLC1

Advisors in Plattsburgh, A to Z

CFP advisors in Plattsburgh →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Plattsburgh, NY?

24 investment adviser representatives are registered at firm offices in Plattsburgh, New York, according to the SEC's Investment Adviser Public Disclosure records. 24 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Plattsburgh?

Cetera Investment Advisers LLC, with 3 registered advisors in Plattsburgh, followed by Commonwealth Financial Network with 3.

How do I check a financial advisor in Plattsburgh?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.