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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Clifton Park, NY

Every SEC-registered investment adviser representative at a firm office in Clifton Park, with the firms that employ the most of them.

109 registered advisors work in Clifton Park; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (29). 15 list the CFP designation and 97 are also registered broker representatives.

Firms with the most advisors in Clifton Park

FirmAdvisors in Clifton Park
Merrill Lynch, Pierce, Fenner & Smith Incorporated news29
LPL Financial LLC news12
Osaic Wealth, Inc. news9
Pfs Investments Inc.9
Cetera Investment Advisers LLC news8
Equity Services, Inc.6
Holistic Wealth Advisors6
Tsa Management Inc.4
Edelman Financial Engines news3
Edward Jones news3
Capital Financial Advisors Of New York, LLC2
Meristead Wealth, LLC2
Optimus Wealth Management Group, Inc.2
Ameriprise Financial Services, LLC news1
Bankers Life Advisory Services, Inc.1
Commonwealth Financial Network news1
Equitable Advisors, LLC news1
Headland Capital1
J.P. Morgan Securities LLC news1
Kestra Advisory Services, LLC news1
Key Investment Services LLC1
Lvw Advisors, LLC1
MML Investors Services, LLC1
Reale Managed Assets, Inc.1
Silver Oak Securities, Incorporated1

Advisors in Clifton Park, A to Z

CFP advisors in Clifton Park →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Clifton Park, NY?

109 investment adviser representatives are registered at firm offices in Clifton Park, New York, according to the SEC's Investment Adviser Public Disclosure records. 97 of them are also registered as broker representatives, and 15 list the CFP designation.

Which firm has the most financial advisors in Clifton Park?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 29 registered advisors in Clifton Park, followed by LPL Financial LLC with 12.

How do I check a financial advisor in Clifton Park?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.