Wednesday, October 21, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
IN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAsWM $20B Modera Wealth Management Launches AI Operating Platform

Wealth manager, independent · Glen Head, NY

TSA Management Inc

TSA Portfolio Management, Inc. FKA TSA Management Inc. · SEC-registered investment adviser · CRD 106440 · SEC 801-41423

At a glance

TSA Management Inc is an SEC-registered investment adviser based in Glen Head, New York, with $1.5 billion in regulatory assets under management as of its Form ADV filed March 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 2,566 individual clients. By Form ADV it is a wealth manager, ranked 1,049th of 8,915 wealth managers and 4,306th of 17,210 SEC-registered advisers by assets.

Main office 516-676-3332hallidayfinancial.comAs filed on Form ADV

Regulatory AUM
$1.5B
Rank among wealth managers
#1,049 of 8,915
Rank among all SEC RIAs
#4,306 of 17,210
Rank in New York
#986 of 2,591
Individual clients
2,566
High-net-worth clients
384
Accounts
4,295
Discretionary
96% of AUM
Employees
32
Advisory staff
5
Offices
2

Owners and executives on its Form ADV

Custody and brokerage

Custodian

TSA Management Inc’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

TSA Management Inc is a hybrid RIA: 32 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Halliday Financial, LLC.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals384$827M56%
Individuals2,182$652M44%

Disciplinary disclosures

TSA Management Inc reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses

How it’s paid

  • A percentage of assets under management
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗hallidayfinancial.com ↗

AtlasMembers

The full record on TSA Management Inc

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, ten years of filings
Locked
Growth over one, three and five years
Locked
Rank against 2,550 peers of its type and size
Locked
Owners and executives, with titles and stakes
1 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
1Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does TSA Management Inc manage?

TSA Management Inc reports $1.5 billion in regulatory assets under management across 4,295 accounts, 96% of it on a discretionary basis, on its Form ADV filed March 24, 2026.

What kind of firm is TSA Management Inc?

TSA Management Inc is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are TSA Management Inc’s clients?

By assets, its largest client types are high-net-worth individuals ($827 million, 384 clients); individuals ($652 million, 2,182 clients).

Does TSA Management Inc have any disciplinary history?

TSA Management Inc reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is TSA Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →