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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Windsor Locks, CT

Every SEC-registered investment adviser representative at a firm office in Windsor Locks, with the firms that employ the most of them.

The short answer

5 registered advisors work in Windsor Locks; the most are at Pfs Investments Inc. (3). 0 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in Windsor Locks

FirmAdvisors in Windsor Locks
Pfs Investments Inc.3
LPL Financial LLC news1
Money Concepts Capital Corp.1

Advisors in Windsor Locks, A to Z

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Other cities in Connecticut

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Stamford 932Greenwich 624Glastonbury 399Westport 393West Hartford 353Fairfield 277New Haven 258Hartford 238Shelton 234Farmington 212Darien 141Windsor 134Madison 109Guilford 104Ridgefield 94Mystic 87Norwalk 85Danbury 76Milford 75New Canaan 74Southbury 67North Haven 65Avon 64Hamden 64

Questions

How many financial advisors are in Windsor Locks, CT?

5 investment adviser representatives are registered at firm offices in Windsor Locks, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Windsor Locks?

Pfs Investments Inc., with 3 registered advisors in Windsor Locks, followed by LPL Financial LLC with 1.

How do I check a financial advisor in Windsor Locks?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.