Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Vernon Rockville, CT
Every SEC-registered investment adviser representative at a firm office in Vernon Rockville, with the firms that employ the most of them.
The short answer
2 registered advisors work in Vernon Rockville; the most are at Edward Jones (1). 0 list the CFP designation and 2 are also registered broker representatives.
Firms with the most advisors in Vernon Rockville
| Firm | Advisors in Vernon Rockville |
|---|---|
| Edward Jones news | 1 |
| LPL Enterprise, LLC news | 1 |
Advisors in Vernon Rockville, A to Z
Search all of Connecticut →- Katherine GiguereLPL Enterprise, LLC
- Thomas A. OakleyEdward Jones
Other cities in Connecticut
All of Connecticut →Stamford 851Greenwich 629Westport 397Glastonbury 389West Hartford 353New Haven 277Fairfield 275Shelton 239Hartford 220Farmington 212Darien 137Windsor 132Guilford 103Madison 101Mystic 90Ridgefield 86Norwalk 82New Canaan 79Milford 73Southbury 73Danbury 71North Haven 69Hamden 62Wilton 59
Questions
How many financial advisors are in Vernon Rockville, CT?
2 investment adviser representatives are registered at firm offices in Vernon Rockville, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 2 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Vernon Rockville?
Edward Jones, with 1 registered advisors in Vernon Rockville, followed by LPL Enterprise, LLC with 1.
How do I check a financial advisor in Vernon Rockville?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.