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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Brookfield, CT

Every SEC-registered investment adviser representative at a firm office in Brookfield, with the firms that employ the most of them.

14 registered advisors work in Brookfield; the most are at Equitable Advisors, LLC (3). 0 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Brookfield

FirmAdvisors in Brookfield
Equitable Advisors, LLC news3
LPL Financial LLC news3
Charles Schwab & Co., Inc. news2
Edward Jones news2
Cambridge Investment Research Advisors, Inc. news1
MML Investors Services, LLC1
Shine Financial Services, LLC1
Strategic Advisers LLC1

Advisors in Brookfield, A to Z

Search all of Connecticut →

Other cities in Connecticut

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Stamford 976Greenwich 659Glastonbury 429Westport 408West Hartford 374Fairfield 292New Haven 272Hartford 249Shelton 246Farmington 218Windsor 150Darien 145Guilford 114Madison 110Ridgefield 104Mystic 93Norwalk 93Danbury 80Milford 77New Canaan 76Southbury 76Avon 71North Haven 69Hamden 68

Questions

How many financial advisors are in Brookfield, CT?

14 investment adviser representatives are registered at firm offices in Brookfield, Connecticut, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Brookfield?

Equitable Advisors, LLC, with 3 registered advisors in Brookfield, followed by LPL Financial LLC with 3.

How do I check a financial advisor in Brookfield?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.