Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Laguna Beach, CA
Every SEC-registered investment adviser representative at a firm office in Laguna Beach, with the firms that employ the most of them.
54 registered advisors work in Laguna Beach; the most are at Wells Fargo Clearing Services, LLC (12). 5 list the CFP designation and 30 are also registered broker representatives.
Firms with the most advisors in Laguna Beach
| Firm | Advisors in Laguna Beach |
|---|---|
| Wells Fargo Clearing Services, LLC news | 12 |
| Wcm Investment Management | 5 |
| Axxcess Wealth Management, LLC | 3 |
| Crane Investments Inc. | 3 |
| Edward Jones news | 3 |
| LPL Financial LLC news | 3 |
| Bird Rock Management, LLC | 2 |
| Hip Investor, Inc. | 2 |
| Morgan Stanley news | 2 |
| Capital Investment Advisory Services, LLC | 1 |
| Carbon Collective Investing, LLC | 1 |
| Centaurus Financial, Inc. | 1 |
| Douglas C. Lane & Associates | 1 |
| First Trust Advisors LP | 1 |
| Focus Partners Wealth, LLC | 1 |
| Golden State Wealth Management, LLC | 1 |
| Independent Financial Group, LLC | 1 |
| J K R & Company, Inc. | 1 |
| Lifeworks Advisors, LLC | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 1 |
| Pacific Shores Investment Advisors | 1 |
| Peacher, Inc. | 1 |
| Private Management Group Inc. | 1 |
| Sagent Wealth Management | 1 |
| Savvy | 1 |
Advisors in Laguna Beach, A to Z
CFP advisors in Laguna Beach →- Kelsey M. BelsitoWells Fargo Clearing Services, LLC
- Robert S. BiddingerFirst Trust Advisors LP · Certified Financial Planner
- Paul R. BlackWcm Investment Management
- Peter L. BlackWells Fargo Clearing Services, LLC
- Andrew N. BuchananWcm Investment Management
- Thomas ChiaromonteGolden State Wealth Management, LLC
- Jonathon D. CohenPacific Shores Investment Advisors
- Scott R. CopEdward Jones
- Robert A. CoronaLPL Financial LLC
- Barbara I. CraneCrane Investments Inc.
- Peter M. CraneCrane Investments Inc.
- Timothy C. CraneCrane Investments Inc.
- Alessandra CusworthWells Fargo Clearing Services, LLC
- Patrick J. DeboerWells Fargo Clearing Services, LLC
- Jonathon M. DetterWcm Investment Management · Chartered Financial Analyst
- Richard B. Du VernetIndependent Financial Group, LLC
- Loren E. EhlersCentaurus Financial, Inc.
- Marshall G. Eichenauer Jr.Sagent Wealth Management
- Theodore L. FernFocus Partners Wealth, LLC
- Steven M. GabrielPeacher, Inc.
- Wyatt F. GibbsAxxcess Wealth Management, LLC
- Anthony B. GlickhouseWcm Investment Management · Chartered Financial Analyst
- Ross P. HermanHip Investor, Inc.
- Anthony W. KakukAxxcess Wealth Management, LLC · Certified Financial Planner
- Kristopher M. KardosWells Fargo Clearing Services, LLC
- Maghan E. KleinEdward Jones · Certified Financial Planner
- Kim H. LimLPL Financial LLC
- Jason E. LuhanCapital Investment Advisory Services, LLC
- John M. MacarthurWcm Investment Management
- Denise C. MarinacciWells Fargo Clearing Services, LLC
- Luis A. MartinezPrivate Management Group Inc.
- David T. McDowellMorgan Stanley
- Paul MillerMorgan Stanley · Certified Financial Planner
- Megan E. MorriceHip Investor, Inc.
- Breene MurphyCarbon Collective Investing, LLC
- Daniel D. NiednagelBird Rock Management, LLC
- Stephen P. NiednagelBird Rock Management, LLC
- Dillon K. PaningsoroWells Fargo Clearing Services, LLC
- Josephine W. PattonState Farm Investment Management Corp. · Chartered Financial Consultant
- Amardeep PaulWells Fargo Clearing Services, LLC
- James K. RichardsonJ K R & Company, Inc.
- Timothy T. RickeyAxxcess Wealth Management, LLC · Certified Financial Planner
- Samuel SalehSavvy · Chartered Financial Consultant
- Thomas A. SeamanThomas Seaman Company · Chartered Financial Analyst
- Lauren M. ShepherdWells Fargo Clearing Services, LLC
- Thomas B. SimLPL Financial LLC · Chartered Financial Consultant
- Zeinab TaghizadehMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Tory K. ThomasWells Fargo Clearing Services, LLC
- Michael H. UrnerWells Fargo Clearing Services, LLC
- Daniel G. VigarWells Fargo Clearing Services, LLC
- Kevin E. WaldenDouglas C. Lane & Associates · Chartered Financial Analyst
- Ian J. WardleLifeworks Advisors, LLC
- Diane E. WegenerEdward Jones
- Arthur S. WiedermanWiederman & Associates
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Laguna Beach, CA?
54 investment adviser representatives are registered at firm offices in Laguna Beach, California, according to the SEC's Investment Adviser Public Disclosure records. 30 of them are also registered as broker representatives, and 5 list the CFP designation.
Which firm has the most financial advisors in Laguna Beach?
Wells Fargo Clearing Services, LLC, with 12 registered advisors in Laguna Beach, followed by Wcm Investment Management with 5.
How do I check a financial advisor in Laguna Beach?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.