Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Goleta, CA
Every SEC-registered investment adviser representative at a firm office in Goleta, with the firms that employ the most of them.
15 registered advisors work in Goleta; the most are at Platform Wealth Advisors (3). 7 list the CFP designation and 6 are also registered broker representatives.
Firms with the most advisors in Goleta
| Firm | Advisors in Goleta |
|---|---|
| Platform Wealth Advisors | 3 |
| Financial Vision LLC | 2 |
| Edward Jones news | 1 |
| Kestra Advisory Services, LLC news | 1 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 1 |
| Nurture Investment Strategies LLC | 1 |
| Open Path Financial | 1 |
| State Farm Investment Management Corp. | 1 |
| Strategic Advisers LLC | 1 |
| The Goodland Group | 1 |
| Wealthbuilders Investments | 1 |
| Wells Fargo Clearing Services, LLC news | 1 |
Advisors in Goleta, A to Z
CFP advisors in Goleta →- Ryan M. GibbonsPlatform Wealth Advisors · Certified Financial Planner
- Fernando Gonzalez SanchezMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Chandrasen GundaNurture Investment Strategies LLC
- Jacob KrantzEdward Jones
- Paul K. MannionPlatform Wealth Advisors · Certified Financial Planner
- David P. PhilipsStrategic Advisers LLC · Certified Financial Planner
- Donovan RobersonPlatform Wealth Advisors · Certified Financial Planner
- Kory D. RobertsonState Farm Investment Management Corp.
- Jose Salcedo Jr.Wealthbuilders Investments
- Alex SanchezWells Fargo Clearing Services, LLC
- Natalie A. TaylorThe Goodland Group · Certified Financial Planner
- William E. WagnerKestra Advisory Services, LLC
- Aubrey P. WilliamsOpen Path Financial
- Ryan D. WolfshorndlFinancial Vision LLC · Certified Financial Planner, Chartered Financial Analyst
- Joshua S. YagerFinancial Vision LLC · Certified Financial Planner
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Goleta, CA?
15 investment adviser representatives are registered at firm offices in Goleta, California, according to the SEC's Investment Adviser Public Disclosure records. 6 of them are also registered as broker representatives, and 7 list the CFP designation.
Which firm has the most financial advisors in Goleta?
Platform Wealth Advisors, with 3 registered advisors in Goleta, followed by Financial Vision LLC with 2.
How do I check a financial advisor in Goleta?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.