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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Gardena, CA

Every SEC-registered investment adviser representative at a firm office in Gardena, with the firms that employ the most of them.

14 registered advisors work in Gardena; the most are at LPL Financial LLC (5). 0 list the CFP designation and 13 are also registered broker representatives.

Firms with the most advisors in Gardena

FirmAdvisors in Gardena
LPL Financial LLC news5
Citigroup Global Markets Inc. news2
U.S. Bancorp Advisors, LLC2
Edward Jones news1
Gardena Financial Retirement Advisors1
Gwn Securities Inc.1
J.P. Morgan Securities LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1

Advisors in Gardena, A to Z

Search all of California →

Other cities in California

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San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359

Questions

How many financial advisors are in Gardena, CA?

14 investment adviser representatives are registered at firm offices in Gardena, California, according to the SEC's Investment Adviser Public Disclosure records. 13 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Gardena?

LPL Financial LLC, with 5 registered advisors in Gardena, followed by Citigroup Global Markets Inc. with 2.

How do I check a financial advisor in Gardena?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.