Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Capitola, CA
Every SEC-registered investment adviser representative at a firm office in Capitola, with the firms that employ the most of them.
The short answer
25 registered advisors work in Capitola; the most are at LPL Financial LLC (5). 6 list the CFP designation and 23 are also registered broker representatives.
Firms with the most advisors in Capitola
Advisors in Capitola, A to Z
CFP advisors in Capitola →- Sabin B. AlibrandiOsaic Wealth, Inc. · Certified Financial Planner
- Ryan D. BennettEdward Jones
- Jason E. BraleyOsaic Wealth, Inc. · Certified Financial Planner
- David J. BrionesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Colin S. CassadyWells Fargo Clearing Services, LLC
- Paul L. ClarkWells Fargo Clearing Services, LLC · Certified Financial Planner
- Patrick T. CollinsEvanson Financial, LLC Dba Evanson Asset Management · Certified Financial Planner
- Lisa T. ConstantLPL Financial LLC · Chartered Financial Consultant
- Brian M. CookeLPL Financial LLC
- Ercilia Z. DonnellyOsaic Wealth, Inc.
- Michael J. FlynnEagle Strategies LLC
- Michael J. Flynn Jr.Eagle Strategies LLC
- Jeremy T. GeelsEdward Jones · Certified Financial Planner
- Kurt W. GrundnerEdward Jones
- Kevin KellyStrategic Advisers LLC
- Christine R. McBroomRaymond James Financial Services Advisors, Inc.
- Fabiola MoralesJ.P. Morgan Securities LLC
- Anthony J. RovaiMoney Concepts Capital Corp.
- Semen SolganLPL Financial LLC
- Bruce C. StamperStamper Capital & Investments, Inc.
- Heather E. StilesRaymond James Financial Services Advisors, Inc.
- Cole J. StricklandLPL Financial LLC
- Trevor N. StrudleyRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Thomas A. WalshRaymond James Financial Services Advisors, Inc.
- Joseph D. WinslowLPL Financial LLC
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Capitola, CA?
25 investment adviser representatives are registered at firm offices in Capitola, California, according to the SEC's Investment Adviser Public Disclosure records. 23 of them are also registered as broker representatives, and 6 list the CFP designation.
Which firm has the most financial advisors in Capitola?
LPL Financial LLC, with 5 registered advisors in Capitola, followed by Raymond James Financial Services Advisors, Inc. with 4.
How do I check a financial advisor in Capitola?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.