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FinancialADVSR

Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

3,733 firms manage $117.7 trillionhybrid

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 4683
    Newport Capital Group, LLCRed Bank, NJ · 252 clientsAsset managerHybridNCG Securities LLC
    Northern Trust 66%Schwab 34%
    $1.3B
  2. 4685
    McDonald Partners LLCCleveland, OH · 1,170 clientsBroker-dealer firmHybridMcDonald Partners LLC
    RBC 100%
    $1.3B
  3. 4688
    Sovereign's Capital Management, LLCAtlanta, GA · 27 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.3B
  4. 4700
    Armstrong, Fleming & Moore, Inc.Washington, DC · 551 clientsWealth managerHybrid
    Fidelity 100%
    $1.3B
  5. 4703
    Financial Council, LLCTowson, MD · 649 clientsWealth managerHybrid
    Fidelity 100%
    $1.3B
  6. 4713
    Lexaurum AdvisorsOverland Park, KS · 2,230 clientsWealth managerHybrid
    Schwab 92%
    $1.3B
  7. 4715
    Managed Asset Portfolios, LLCRochester, MI · 1,663 clientsWealth managerHybrid
    Schwab 100%
    $1.3B
  8. 4719
    Metzler-Payden, LLCLos Angeles, CAAsset managerHybridPayden & Rygel Distributors
    Dekabank Deutsche Girozentrale 39%State Street 38%HSBC Trinkaus & Burkhardt Gmbh 22%
    $1.3B
  9. 4747
    O'hagan Group, Inc.Bethlehem, PA · 900 clientsWealth managerHybrid
    Schwab 100%
    $1.2B
  10. 4751
    Vergent Asset ManagementLondon, United Kingdom · 2 clientsAsset managerHybrid
    HSBC Saudi Arabia 41%Citi 39%
    $1.2B
  11. 4756
    Northwest Financial Advisors LLCHerndon, VA · 1,915 clientsWealth managerBank-affiliatedHybridNorthwest Financial Group LLC
    LPL Financial 100%
    $1.2B
  12. 4761
    KPP Advisory Services LLCLouisville, KY · 3,995 clientsWealth managerHybrid
    LPL Financial 100%
    $1.2B
  13. 4763
    Hodges Capital Management IncDallas, TX · 448 clientsAsset managerHybridFirst Dallas Securities, Inc.
    Wells Fargo 100%
    $1.2B
  14. 4767
    GE Vernova Investment Advisers, LLCStamford, CT · 1 clientsAsset managerHybridGE Vernova Capital Markets, LLC, GE Vernova Financial Services Limited
    No custodian reported
    $1.2B
  15. 4769
    Opal Wealth Advisors, LLCJericho, NY · 745 clientsWealth managerHybrid
    Schwab 100%
    $1.2B
  16. 4778
    KWB WealthRedlands, CA · 1,971 clientsWealth managerHybrid
    LPL Financial 100%
    $1.2B
  17. 4779
    M Financial Asset Management, Inc.Portland, OR · 1,021 clientsWealth managerHybridM Financial Securities Marketing, Inc., M Holdings Securities, Inc.
    Fidelity 89%
    $1.2B
  18. 4781
    Aspire Capital Advisors LLCSeattle, WA · 2,123 clientsWealth managerHybrid
    Schwab 100%
    $1.2B
  19. 4784
    Keen Wealth AdvisorsOverland Park, KS · 1,018 clientsWealth managerWrap sponsorHybrid
    Schwab 100%
    $1.2B
  20. 4785
    Themes Management Company LLCGreenwich, CT · 90 clientsAsset managerHybrid
    No custodian reported
    $1.2B
  21. 4794
    Platform Technology PartnersLocust Valley, NY · 887 clientsWealth managerHybrid
    Pershing 100%
    $1.2B
  22. 4798
    Centre Partners Management LLCNew York, NY · 32 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.2B
  23. 4810
    Parkway Wealth Management Group, LLCPlano, TX · 1,342 clientsWealth managerWrap sponsorHybrid
    Raymond James 100%
    $1.2B
  24. 4815
    Water Island Capital, LLCNew York, NY · 7 clientsAsset managerHybrid
    No custodian reported
    $1.2B
  25. 4817
    Icapital Registered Fund Adviser LLCNew York, NY · 1 clientsAsset managerHybridIcapital Hong Kong LTD., Icapital Markets LLC
    No custodian reported
    $1.2B
  26. 4818
    Palmer Square BDC Advisor LLCMission Woods, KS · 1 clientsAsset managerHybrid
    No custodian reported
    $1.2B
  27. 4822
    Investment Advisory Group LLCSarasota, FL · 1,542 clientsWealth managerHybrid
    Fidelity 100%
    $1.2B
  28. 4835
    Folger Nolan Fleming Douglas Capital Management, Inc.Washington, DC · 488 clientsWealth managerHybridFolger Nolan Fleming Douglas Incorporated
    Pershing 100%
    $1.2B
  29. 4836
    James Investment Research IncXenia, OH · 431 clientsAsset managerHybrid
    Schwab 47%Morgan Stanley 39%
    $1.2B
  30. 4844
    Wright Investors Service IncShelton, CT · 90 clientsAsset managerHybridWright Investors' Service Distributors, Inc.
    Mercantile Bank 54%Wilmington Trust 46%
    $1.2B
  31. 4859
    Flatiron RR LLC, Manager SeriesNew York, NY · 3 clientsPrivate fund adviserHybridNylife Distributors LLC, Nylife Securities LLC, clears through National Financial Services (Fidelity)
    No custodian reported
    $1.2B
  32. 4860
    BMO Nesbitt Burns Securities LTD.Toronto, Ontario, Canada · 1,086 clientsBroker-dealer firmHybridBMO Capital Markets Corp., BMO Investorline Inc.
    No custodian reported
    $1.2B
  33. 4861
    Baron Silver Stevens Financial Advisors, LLCBoca Raton, FL · 610 clientsWealth managerWrap sponsorHybrid
    Pershing 100%
    $1.2B
  34. 4863
    Finback Investment PartnersCoral Gables, FL · 9 clientsPrivate fund adviserHybrid
    No custodian reported
    $1.2B
  35. 4868
    Maceratio LLCMiami, FL · 248 clientsAsset managerHybrid
    Latin Securities 95%
    $1.2B
  36. 4874
    Stone Point Credit Income Adviser LLCGreenwich, CT · 3 clientsAsset managerHybridSPC Capital Markets LLC
    No custodian reported
    $1.2B
  37. 4880
    Founders Financial Alliance, LLCRaleigh, NC · 2,412 clientsWealth managerHybrid
    LPL Financial 64%
    $1.2B
  38. 4881
    Tvamp, LLCKnoxville, TN · 2,553 clientsWealth managerHybrid
    LPL Financial 88%
    $1.2B
  39. 4882
    Crossmark Wealth Management, LLCHouston, TX · 723 clientsAsset managerHybridCrossmark Distributors, Inc.
    Fidelity 100%
    $1.2B
  40. 4884
    Thepartners Wealth ManagementCarmel by the Sea, CA · 6,212 clientsWealth managerWrap sponsorHybrid
    Schwab 87%
    $1.2B

RIAs by state