Wealth manager, independent · Bethlehem, PA
O'hagan Group, Inc.
SEC-registered investment adviser · CRD 315389 · SEC 801-121753
At a glance
O'hagan Group, Inc. is an SEC-registered investment adviser based in Bethlehem, Pennsylvania, with $1.2B in regulatory assets under management as of its Form ADV filed March 30, 2026. It reports 900 individual clients, 394 of them high-net-worth, holding an average of about $1.4 million each, and 10 employees. That ranks it 880th among the nation’s 5,657 independent wealth management RIAs and 61st of 260 in Pennsylvania. It reports Charles Schwab as the custodian for its clients’ separately managed accounts.
Main office 610-625-8855theohagangroup.netAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #880 of 5,657
- Rank among all SEC RIAs
- #4,747 of 17,210
- Rank in Pennsylvania
- #61 of 260
- Individual clients
- 900
- High-net-worth clients
- 394
- Accounts
- 1,601
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 10
- Offices
- 3
Owners and executives on its Form ADV
- John J. O'HaganPresident
- Fredrick J. RobinsonChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
O'hagan Group, Inc. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments as the broker-dealer its advisers are registered with.
Under this arrangement, the Firm’s Supervised Persons, in their individual capacities as registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 394 | $1.1B | 90% |
| Individuals | 506 | $122M | 10% |
Disciplinary disclosures
O'hagan Group, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗theohagangroup.net ↗
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Pennsylvania
All of Pennsylvania →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Chadds Ford Wealth Partners, LLCChadds Ford | $1.3B | 60 |
| The Coury FirmPittsburgh | $1.3B | 206 |
| Baldwin Investment Management, LLCWest Conshohocken | $1.3B | 268 |
| Henry H. Armstrong Associates, Inc.Pittsburgh | $1.2B | 141 |
| Prudent Management AssociatesPhiladelphia | $1.2B | 210 |
| Dinuzzo Private Wealth, Inc.Beaver | $1.2B | 779 |
Background
Questions
How much does O'hagan Group, Inc. manage?
O'hagan Group, Inc. reports $1.2B in regulatory assets under management across 1,601 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
How many clients does O'hagan Group, Inc. have?
It reports 900 individual clients: 394 high-net-worth individuals and 506 other individuals. Individuals account for about 100% of its regulatory assets.
Where is O'hagan Group, Inc. headquartered?
Its main office is in Bethlehem, Pennsylvania. It reports 3 offices in total and 10 employees, 10 of whom perform investment advisory functions.
How does O'hagan Group, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does O'hagan Group, Inc. use?
It reports Charles Schwab as the custodian for its clients’ separately managed accounts. On Schedule D of its Form ADV filed March 30, 2026, it reports these amounts held: Charles Schwab ($1.2B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is O'hagan Group, Inc. a hybrid RIA with a broker-dealer?
O'hagan Group, Inc. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is O'hagan Group, Inc. a fiduciary?
As an SEC-registered investment adviser, O'hagan Group, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 3 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is O'hagan Group, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →