Wealth manager, independent · Beaver, PA
Dinuzzo Private Wealth, Inc.
SEC-registered investment adviser · CRD 112778 · SEC 801-57384
At a glance
Dinuzzo Private Wealth, Inc. is an SEC-registered investment adviser based in Beaver, Pennsylvania, with $1.2B in regulatory assets under management as of its Form ADV filed September 14, 2026. It reports 779 individual clients, 339 of them high-net-worth, holding an average of about $1.5 million each, and 19 employees. That ranks it 930th among the nation’s 5,657 independent wealth management RIAs and 64th of 260 in Pennsylvania. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 724-728-6564dinuzzo.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among independent wealth managers
- #930 of 5,657
- Rank among all SEC RIAs
- #4,896 of 17,210
- Rank in Pennsylvania
- #64 of 260
- Individual clients
- 779
- High-net-worth clients
- 339
- Accounts
- 2,592
- Discretionary
- 100% of AUM
- Employees
- 19
- Advisory staff
- 8
- Offices
- 7
Owners and executives on its Form ADV
- Jacob R. PottsChief Operating Officer
- Patrick J. DinuzzoCo-Managing Director, CEO, President, Director, Chief Investment Officer, Chief Compliance Officer
- Mark S. DinuzzoCo-Managing Director, Executive Vice-President, Risk Management Team Leader
- Michael V. DinuzzoCo-Managing Director, Senior Vice President, Risk Management Team Co-Leader
Custody and brokerage
Broker-dealer
Hybrid RIA
Dinuzzo Private Wealth, Inc. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed August 2026) names Beaconsfield Financial Services, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
Wolford, in their individual capacities as registered representatives of Beaconsfield Financial Services, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 339 | $942M | 80% |
| Individuals | 440 | $192M | 16% |
| Pension and profit sharing plans | 17 | $41M | 3% |
| Corporations or other businesses | – | $2M | <1% |
| Charitable organizations | – | $1M | <1% |
Disciplinary disclosures
Dinuzzo Private Wealth, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗dinuzzo.com ↗
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Similar-size RIAs in Pennsylvania
All of Pennsylvania →| Firm | Regulatory AUM | Clients |
|---|---|---|
| O'hagan Group, Inc.Bethlehem | $1.2B | 900 |
| Henry H. Armstrong Associates, Inc.Pittsburgh | $1.2B | 141 |
| Prudent Management AssociatesPhiladelphia | $1.2B | 210 |
| Blue Bell Private Wealth Management, LLCBlue Bell | $1.1B | 804 |
| Trebuchet Consulting, LLCPittsburgh | $1.1B | 410 |
| Concentus Wealth AdvisorsNewtown Square | $1.1B | 341 |
Background
Questions
How much does Dinuzzo Private Wealth, Inc. manage?
Dinuzzo Private Wealth, Inc. reports $1.2B in regulatory assets under management across 2,592 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 14, 2026.
How many clients does Dinuzzo Private Wealth, Inc. have?
It reports 779 individual clients: 339 high-net-worth individuals and 440 other individuals. Individuals account for about 96% of its regulatory assets.
Where is Dinuzzo Private Wealth, Inc. headquartered?
Its main office is in Beaver, Pennsylvania. It reports 7 offices in total and 19 employees, 8 of whom perform investment advisory functions.
How does Dinuzzo Private Wealth, Inc. charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Dinuzzo Private Wealth, Inc. use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed September 14, 2026, it reports these amounts held: Charles Schwab ($1.0B); Fidelity ($140M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Dinuzzo Private Wealth, Inc. a hybrid RIA with a broker-dealer?
Dinuzzo Private Wealth, Inc. is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Dinuzzo Private Wealth, Inc. a fiduciary?
As an SEC-registered investment adviser, Dinuzzo Private Wealth, Inc. owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 3 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Dinuzzo Private Wealth, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →