Wealth manager, independent · Locust Valley, NY
Platform Technology Partners
Platform Technology Partners LLC · SEC-registered investment adviser · CRD 305602 · SEC 801-117439
At a glance
Platform Technology Partners is an SEC-registered investment adviser based in Locust Valley, New York, with $1.2 billion in regulatory assets under management as of its Form ADV filed September 28, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 871 individual clients. By Form ADV it is a wealth manager, ranked 1,268th of 8,915 wealth managers and 4,794th of 17,210 SEC-registered advisers by assets.
Main office 212-444-2362neprivatewealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among wealth managers
- #1,268 of 8,915
- Rank among all SEC RIAs
- #4,794 of 17,210
- Rank in New York
- #1,066 of 2,591
- Individual clients
- 871
- High-net-worth clients
- 336
- Accounts
- 2,257
- Discretionary
- 90% of AUM
- Employees
- 12
- Advisory staff
- 9
- Offices
- 2
Owners and executives on its Form ADV
- Thomas D. KerneyChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Platform Technology Partners is a hybrid RIA: 8 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 336 | $1.1B | 86% |
| Individuals | 535 | $137M | 11% |
| Corporations or other businesses | 14 | $32M | 3% |
| Pension and profit sharing plans | 1 | $3M | <1% |
| Charitable organizations | 1 | $0M | <1% |
Private funds
Platform Technology Partners reports 6 private funds with $51M in gross assets: other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Platform Technology Partners reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗neprivatewealth.com ↗
AtlasMembers
The full record on Platform Technology Partners
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 6 years of filings
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- Growth over one, three and five years
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- Rank against 2,974 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Platform Technology Partners manage?
Platform Technology Partners reports $1.2 billion in regulatory assets under management across 2,257 accounts, 90% of it on a discretionary basis, on its Form ADV filed September 28, 2026.
What kind of firm is Platform Technology Partners?
Platform Technology Partners is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Platform Technology Partners’s clients?
By assets, its largest client types are high-net-worth individuals ($1.1 billion, 336 clients); individuals ($137 million, 535 clients); corporations or other businesses ($32 million, 14 clients).
Does Platform Technology Partners manage private funds?
Yes. It reports 6 private funds with $51 million in gross assets, including other private funds.
Does Platform Technology Partners have any disciplinary history?
Platform Technology Partners reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Platform Technology Partners’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-28), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →