Wealth manager, independent · Overland Park, KS
Lexaurum Advisors
Lexaurum Advisors, LLC · SEC-registered investment adviser · CRD 283653 · SEC 801-107738
At a glance
Lexaurum Advisors is an SEC-registered investment adviser based in Overland Park, Kansas, with $1.3B in regulatory assets under management as of its Form ADV filed July 1, 2026. It reports 2,189 individual clients, 331 of them high-net-worth, holding an average of about $0.6 million each, and 50 employees. That ranks it 871st among the nation’s 5,657 independent wealth management RIAs and 15th of 74 in Kansas. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and SEI.
Main office 913-261-9316lex-aurum.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among independent wealth managers
- #871 of 5,657
- Rank among all SEC RIAs
- #4,713 of 17,210
- Rank in Kansas
- #15 of 74
- Individual clients
- 2,189
- High-net-worth clients
- 331
- Accounts
- 5,599
- Discretionary
- 89% of AUM
- Employees
- 50
- Advisory staff
- 31
- Offices
- 24
Owners and executives on its Form ADV
- Peter W. HughesCEO
- Timothy J. HawkinsMember
- Jon M. StanfieldChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Lexaurum Advisors is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed February 2026) names Integrity Alliance as the broker-dealer its advisers are registered with.
Financial Industry Activities and Affiliations Some associated persons of LexAurum may also be registered representatives of Integrity Alliance LLC, a securities broker-dealer regulated by the Financial Industry Regulatory Authority, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 331 | $782M | 62% |
| Individuals | 1,858 | $463M | 37% |
| Charitable organizations | 9 | $11M | <1% |
| Corporations or other businesses | 31 | $11M | <1% |
| Pension and profit sharing plans | 1 | $0M | <1% |
Disciplinary disclosures
Lexaurum Advisors reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
- Other
Form ADV and brochures on the SEC’s adviser search ↗lex-aurum.com ↗
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- Assets, accounts, clients and staff, 9 years of filings
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in Kansas
All of Kansas →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Triad Wealth Partners, LLCLawrence | $1.5B | 3,896 |
| Triune Financial Partners, LLCOverland Park | $1.5B | 770 |
| Sunesis Advisors, LLCOverland Park | $1.5B | 15 |
| Financial Partners Group, Inc.Overland Park | $1.1B | 1,213 |
| Waterfront Wealth Inc.Overland Park | $1.1B | 792 |
| Adamsbrown Wealth Consultants LLCWichita | $1.1B | 1,818 |
Background
Questions
How much does Lexaurum Advisors manage?
Lexaurum Advisors reports $1.3B in regulatory assets under management across 5,599 accounts, 89% of it on a discretionary basis, on its Form ADV filed July 1, 2026.
How many clients does Lexaurum Advisors have?
It reports 2,189 individual clients: 331 high-net-worth individuals and 1,858 other individuals. Individuals account for about 98% of its regulatory assets.
Where is Lexaurum Advisors headquartered?
Its main office is in Overland Park, Kansas. It reports 24 offices in total and 50 employees, 31 of whom perform investment advisory functions.
How does Lexaurum Advisors charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees; other. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Lexaurum Advisors use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and SEI. On Schedule D of its Form ADV filed July 1, 2026, it reports these amounts held: Charles Schwab ($1.1B); SEI ($102M). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Lexaurum Advisors a hybrid RIA with a broker-dealer?
Lexaurum Advisors is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Lexaurum Advisors a fiduciary?
As an SEC-registered investment adviser, Lexaurum Advisors owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 4 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Lexaurum Advisors’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-07-01), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →