Asset manager · Dallas, TX
Hodges Capital Management Inc
SEC-registered investment adviser · CRD 110080 · SEC 801-35811
At a glance
Hodges Capital Management Inc is an SEC-registered investment adviser based in Dallas, Texas, with $1.2 billion in regulatory assets under management as of its Form ADV filed October 31, 2025. Its largest client group by assets is investment companies, and it reports 398 individual clients. By Form ADV it is a asset manager, ranked 1,252nd of 3,218 asset managers and 4,763rd of 17,210 SEC-registered advisers by assets.
Main office 888-878-4426hodgescapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among asset managers
- #1,252 of 3,218
- Rank among all SEC RIAs
- #4,763 of 17,210
- Rank in Texas
- #273 of 1,081
- Individual clients
- 398
- High-net-worth clients
- 133
- Accounts
- 448
- Discretionary
- 100% of AUM
- Employees
- 20
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Craig Donaldson HodgesCeo/co. CIO
- Gary Mack BradshawDirector
- Eric J. MarshallPresident/co. CIO
- Clark Brown HodgesEVP Business Development
- Charmagne Marie DarabadeyChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Hodges Capital Management Inc is a hybrid RIA: 16 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: First Dallas Securities, Inc..
- First Dallas Securities, Inc. ↗CRD 24549
Its Form ADV brochure (filed October 2025) names First Dallas Securities as the broker-dealer its advisers are registered with.
including: • Securities brokerage activities as a Registered Representative of First Dallas Securities, an affiliated broker-dealer of HCM and member of FINRA & SIPC. • Investment advisory activities as Investment Adviser Representatives o
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 4 | $503M | 41% |
| High-net-worth individuals | 133 | $380M | 31% |
| Pooled investment vehicles | 2 | $107M | 9% |
| Corporations or other businesses | 25 | $107M | 9% |
| Individuals | 265 | $80M | 6% |
| Charitable organizations | 8 | $46M | 4% |
| Pension and profit sharing plans | 8 | $10M | <1% |
| Banking or thrift institutions | 2 | $6M | <1% |
| State or municipal government entities | 1 | $1M | <1% |
Disciplinary disclosures
Hodges Capital Management Inc answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗hodgescapital.com ↗
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The full record on Hodges Capital Management Inc
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 970 peers of its type and size
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- Owners and executives, with titles and stakes
- 5 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Hodges Capital Management Inc manage?
Hodges Capital Management Inc reports $1.2 billion in regulatory assets under management across 448 accounts, 100% of it on a discretionary basis, on its Form ADV filed October 31, 2025.
What kind of firm is Hodges Capital Management Inc?
Hodges Capital Management Inc is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Hodges Capital Management Inc’s clients?
By assets, its largest client types are investment companies ($503 million, 4 clients); high-net-worth individuals ($380 million, 133 clients); pooled investment vehicles ($107 million, 2 clients).
Does Hodges Capital Management Inc have any disciplinary history?
Hodges Capital Management Inc answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Hodges Capital Management Inc’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2025-10-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →