Trustee · First Dallas Securities, Inc.
Clark Brown Hodges
CRD 2202654 · Named on Form ADV at 2 SEC-registered advisers
At a glance
First Dallas Securities, Inc., an SEC-registered broker-dealer firm based in Dallas, TX with $336 million in regulatory assets, lists Clark Brown Hodges on its Form ADV as Trustee, a control person. The SEC filings also name Clark at 1 other registered adviser.
Firms and roles
- First Dallas Securities, Inc.TrusteeBroker-dealer firm · Dallas, TX · $336M in regulatory assets
- Hodges Capital Management IncEVP Business DevelopmentAsset manager · Dallas, TX · $1.2B in regulatory assets
AtlasMembers
Clark’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2000 (26 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Clark’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Craig Donaldson HodgesPresident, First Dallas Securities, Inc.
- Gary Mack BradshawMuni Principal, First Dallas Securities, Inc.
- Charmagne Marie DarabadeyChief Compliance Officer, First Dallas Securities, Inc.
- Stanley Glen III HaysFinop, First Dallas Securities, Inc.
- Eric J. MarshallPresident/co. CIO, Hodges Capital Management Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Clark’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.