Asset manager · London, United Kingdom
Vergent Asset Management
Vergent Asset Management LLP · SEC-registered investment adviser · CRD 290165 · SEC 801-121079
At a glance
Vergent Asset Management is an SEC-registered investment adviser based in London, United Kingdom, with $1.2 billion in regulatory assets under management as of its Form ADV filed June 26, 2026. Its largest client group by assets is other investment advisers. By Form ADV it is a asset manager, ranked 1,250th of 3,218 asset managers and 4,751st of 17,210 SEC-registered advisers by assets.
Main office +442035358143LinkedInAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among asset managers
- #1,250 of 3,218
- Rank among all SEC RIAs
- #4,751 of 17,210
- Clients
- 2
- Accounts
- 6
- Discretionary
- 100% of AUM
- Employees
- 10
- Advisory staff
- 10
- Offices
- 1
Owners and executives on its Form ADV
- Ali AlnasserPortfolio Manager, Managing Partner
- Nemer BecharaCompliance Officer & Managing Partner
- John W. StoddartManagement Committee Member
- Michael J. WalshManagement Committee Member
- Eric R. HasenauerSN. Vice President, Co-Head
- Gary J SimonetteVice President
- Stephen E. ReynoldsVice President
- Timothy M. MarzecVice President
- John W. RickettsSN. Vice President, Co-Head
- Harry E. WhelptonInvestment Analyst
Custody and brokerage
3 custodians
- HSBC Saudi Arabia$464M41%
- Citi$438M39%
- Riyad Capital$220M20%
Other RIAs using HSBC Saudi ArabiaOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Vergent Asset Management is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Other investment advisers | – | $752M | 60% |
| Sovereign wealth funds and foreign official institutions | – | $438M | 35% |
| Pooled investment vehicles | 2 | $56M | 4% |
Private funds
Vergent Asset Management reports 2 private funds with $56M in gross assets: hedge funds (Form ADV Item 7.B).
Disciplinary disclosures
Vergent Asset Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Vergent Asset Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 970 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 10 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Vergent Asset Management manage?
Vergent Asset Management reports $1.2 billion in regulatory assets under management across 6 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 26, 2026.
What kind of firm is Vergent Asset Management?
Vergent Asset Management is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Vergent Asset Management’s clients?
By assets, its largest client types are other investment advisers ($752 million); sovereign wealth funds and foreign official institutions ($438 million); pooled investment vehicles ($56 million, 2 clients).
Does Vergent Asset Management manage private funds?
Yes. It reports 2 private funds with $56 million in gross assets, including hedge funds.
Does Vergent Asset Management have any disciplinary history?
Vergent Asset Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Vergent Asset Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →