Wealth manager, independent · Washington, DC
Folger Nolan Fleming Douglas Capital Management, Inc.
SEC-registered investment adviser · CRD 140444 · SEC 801-13545
At a glance
Folger Nolan Fleming Douglas Capital Management, Inc. is an SEC-registered investment adviser based in Washington, District of Columbia, with $1.2 billion in regulatory assets under management as of its Form ADV filed April 2, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 478 individual clients. By Form ADV it is a wealth manager, ranked 1,285th of 8,915 wealth managers and 4,835th of 17,210 SEC-registered advisers by assets.
Main office 202-626-5220fnfd.comAs filed on Form ADV
- Regulatory AUM
- $1.2B
- Rank among wealth managers
- #1,285 of 8,915
- Rank among all SEC RIAs
- #4,835 of 17,210
- Rank in District of Columbia
- #26 of 59
- Individual clients
- 478
- High-net-worth clients
- 341
- Accounts
- 488
- Discretionary
- 100% of AUM
- Employees
- 9
- Advisory staff
- 7
- Offices
- 1
Owners and executives on its Form ADV
- Richard Steven FosterPresident, Chief Executive Officer, Chief Operating Officer & Treasurer
- Neil Clifford FolgerDirector, Board Chair
- John Randall CurrentSecretary, Senior Executive Vice President and Director
- Christopher G. HillChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Folger Nolan Fleming Douglas Capital Management, Inc. is a hybrid RIA: 7 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Folger Nolan Fleming Douglas Incorporated.
Its Form ADV brochure (filed April 2026) names Folger Nolan Fleming Douglas as the broker-dealer its advisers are registered with.
Folger is a Senior Portfolio Manager of CMI, Executive Vice President of CMI and FNFD, Chair of CMI and FNFD, and also a Registered Principal and Registered Representative of FNFD.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 341 | $1.2B | 96% |
| Individuals | 137 | $33M | 3% |
| Charitable organizations | 8 | $15M | 1% |
| Pension and profit sharing plans | 1 | $1M | <1% |
| Corporations or other businesses | 1 | $0M | <1% |
Disciplinary disclosures
Folger Nolan Fleming Douglas Capital Management, Inc. answers yes to 7 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Other services
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗fnfd.com ↗
AtlasMembers
The full record on Folger Nolan Fleming Douglas Capital Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 3,016 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Folger Nolan Fleming Douglas Capital Management, Inc. manage?
Folger Nolan Fleming Douglas Capital Management, Inc. reports $1.2 billion in regulatory assets under management across 488 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 2, 2026.
What kind of firm is Folger Nolan Fleming Douglas Capital Management, Inc.?
Folger Nolan Fleming Douglas Capital Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Folger Nolan Fleming Douglas Capital Management, Inc.’s clients?
By assets, its largest client types are high-net-worth individuals ($1.2 billion, 341 clients); individuals ($33 million, 137 clients); charitable organizations ($15 million, 8 clients).
Does Folger Nolan Fleming Douglas Capital Management, Inc. have any disciplinary history?
Folger Nolan Fleming Douglas Capital Management, Inc. answers yes to 7 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Folger Nolan Fleming Douglas Capital Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-02), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →