Private fund adviser · Atlanta, GA
Sovereign's Capital Management, LLC
SEC-registered investment adviser · CRD 301879 · SEC 801-126307
At a glance
Sovereign's Capital Management, LLC is an SEC-registered investment adviser based in Atlanta, Georgia, with $1.3 billion in regulatory assets under management as of its Form ADV filed March 30, 2026. Its largest client group by assets is pooled investment vehicles. By Form ADV it is a private fund adviser, ranked 2,074th of 4,686 private fund advisers and 4,688th of 17,210 SEC-registered advisers by assets.
Main office 404-260-2798sovereignscapital.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $1.3B
- Rank among private fund advisers
- #2,074 of 4,686
- Rank among all SEC RIAs
- #4,688 of 17,210
- Rank in Georgia
- #85 of 331
- Clients
- 27
- Accounts
- 27
- Discretionary
- 100% of AUM
- Employees
- 37
- Advisory staff
- 27
- Offices
- 4
Owners and executives on its Form ADV
- Lukas M. RoushManaging Partner / Co-Ceo
- Thomsen P. JacobManaging Partner
- Kevin SutantyoPartner
- Michael E. TremainManaging Partner
- John W. ColemanManaging Partner / Co-Ceo
- Shoshana L. Thoma-IsgurChief Compliance Officer
- Bret A. BatchelderChief Financial Officer
Custody and brokerage
Custodian
Sovereign's Capital Management, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Sovereign's Capital Management, LLC is a hybrid RIA: 5 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Paralel Distributors, an unaffiliated broker-dealer, as the broker-dealer its advisers are registered with.
agement persons, including Luke Roush , John Coleman, Matt Monson, Justin Speer and Hank Bowen are registered representatives of an unaffiliated broker-dealer, Paralel Distributors LLC, which is a distributor for Sovereign’s Capital’s ETF.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Pooled investment vehicles | 25 | $1.2B | 92% |
| Investment companies | 1 | $101M | 8% |
| Charitable organizations | 1 | $2M | <1% |
Private funds
Sovereign's Capital Management, LLC reports 25 private funds with $1.2B in gross assets: hedge funds, private equity funds, venture capital funds, real estate funds, other private funds (Form ADV Item 7.B).
Disciplinary disclosures
Sovereign's Capital Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Performance-based fees
Form ADV and brochures on the SEC’s adviser search ↗sovereignscapital.com ↗
AtlasMembers
The full record on Sovereign's Capital Management, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 3 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 2,072 peers of its type and size
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- Owners and executives, with titles and stakes
- 7 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Sovereign's Capital Management, LLC manage?
Sovereign's Capital Management, LLC reports $1.3 billion in regulatory assets under management across 27 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 30, 2026.
What kind of firm is Sovereign's Capital Management, LLC?
Sovereign's Capital Management, LLC is a private fund adviser by its Form ADV answers. Private funds are at least half of its business by assets. It reports a bank or thrift among its related persons.
Who are Sovereign's Capital Management, LLC’s clients?
By assets, its largest client types are pooled investment vehicles ($1.2 billion, 25 clients); investment companies ($101 million, 1 clients); charitable organizations ($2 million, 1 clients).
Does Sovereign's Capital Management, LLC manage private funds?
Yes. It reports 25 private funds with $1.2 billion in gross assets, including hedge funds, private equity funds, venture capital funds, real estate funds, other private funds.
Does Sovereign's Capital Management, LLC have any disciplinary history?
Sovereign's Capital Management, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Sovereign's Capital Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-30), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →