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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 15365
    Hunt Capital Management, LLCNew York, NY · 1 clientsPrivate fund adviserHybridBrean Capital, LLC, S2k Financial LLC
    No custodian reported
    $102M
  2. 15386
    Wells Global Investment Advisers LLCWinter Haven, FL · 133 clientsWealth managerHybridValor Financial Securities LLC
    Pershing 100%
    $101M
  3. 15400
    Indexperts, LLCCharlotte, NC · 3 clientsAsset managerHybridLinden Thomas and Company Securities, LLC, clears through Wells Fargo Clearing Services
    No custodian reported
    $101M
  4. 15427
    Acacia Asset Management LLCNew York, NY · 1 clientsAsset managerHybrid
    No custodian reported
    $100M
  5. 15428
    Valhum Asset Management, LLCUpper Saddle River, NJ · 1 clientsAsset managerHybridAshton Stewart & Co., Inc.
    No custodian reported
    $100M
  6. 15429
    Freeboard Capital, LLC19 clientsBroker-dealer firmAffiliated broker-dealer
    No custodian reported
    $100M
  7. 15448
    Garrett Nagle & Co., Inc.Woburn, MA · 86 clientsBroker-dealer firmHybrid
    No custodian reported
    $98M
  8. 15451
    Muzinich Direct Lending Adviser, LLCNew York, NY · 1 clientsAsset managerHybridMuzinich & Co. (ireland) Limited, Muzinich & Co. (singapore) PTE. Limited
    No custodian reported
    $98M
  9. 15455
    Burren Capital Advisors LimitedEuroport, Gibraltar · 2 clientsPrivate fund adviserAffiliated broker-dealerAlvar Financial Services Limited
    No custodian reported
    $98M
  10. 15462
    Berkshire Advisors, Inc.Wyomissing, PA · 250 clientsBroker-dealer firmHybridPurshe Kaplan Sterling Investments, Inc., clears through National Financial Services (Fidelity)
    Schwab 100%
    $97M
  11. 15466
    UOB Global Capital LLCNew York, NY · 3 clientsPrivate fund adviserHybridUOB Global Equity Sales LLC, UOB KAY Hian PTE Limited
    No custodian reported
    $97M
  12. 15474
    Nexpoint Insurance Solutions, L.P.Dallas, TX · 6 clientsPrivate fund adviserAffiliated broker-dealerNexbank Securities Inc, Nexpoint Securities, Inc.
    No custodian reported
    $96M
  13. 15496
    Henley & Company Wealth Management LLCUniondale, NY · 71 clientsWealth managerWrap sponsorHybridHenley & Company LLC
    Pershing 100%
    $94M
  14. 15499
    Statetrust Capital, LLC.Boca Raton, FL · 144 clientsWealth managerHybridStatetrust Investments Inc.
    No custodian reported
    $94M
  15. 15502
    Midas Management CorporationWalpole, NH · 3 clientsAsset managerHybridMidas Securities Group, Inc.
    No custodian reported
    $93M
  16. 15511
    TRU Independence Asset Management 2, LLCPortland, OR · 205 clientsWealth managerAffiliated broker-dealer
    Schwab 100%
    $93M
  17. 15537
    K R Financial LLC25 clientsWealth managerHybridKR Securities, LLC, clears through RBC Capital Markets
    RBC 82%
    $91M
  18. 15539
    Modern Capital Management, Co.Mt Pleasant, SC · 21 clientsBroker-dealer firmHybridLiberty Partners Financial Services, LLC, Liquidity.io, LLC
    Schwab 0%
    $91M
  19. 15568
    Quincy Wells Advisors, LLCChicago, IL · 247 clientsBroker-dealer firmHybridQuincy Wells Capital, LLC
    No custodian reported
    $87M
  20. 15577
    Union Street Partners LLCAlexandria, VA · 1 clientsAsset managerHybridMcLaughlin Ryder Investments, Inc.
    No custodian reported
    $86M
  21. 15580
    Arrow Investment Management, LLCNew York, NY · 1 clientsAsset managerAffiliated broker-dealerArrow Analytics Securities, LLC
    Raymond James 100%
    $86M
  22. 15582
    ATW Spac Management LLCNew York, NY · 2 clientsPrivate fund adviserAffiliated broker-dealerChardan Capital Markets LLC, clears through Wedbush
    No custodian reported
    $85M
  23. 15583
    Intercarolina Financial Services, Inc.Greensboro, NC · 271 clientsBroker-dealer firmHybrid
    No custodian reported
    $85M
  24. 15598
    Baird Principal Group Management Company, LLCMilwaukee, WI · 1 clientsAsset managerHybridRobert W. Baird & Co. Incorporated
    No custodian reported
    $84M
  25. 15604
    Inter US Management, LLCMiami, FL · 5 clientsPrivate fund adviserHybridInter Distribuidora De Titulos E Valores Mobiliarios Ltda, Inter Securities LLC, clears through Pershing
    No custodian reported
    $83M
  26. 15615
    Dasta Investments LLCNew York, NY · 27,037 clientsWealth managerHybridDUB Financial, LLC
    Apex Fintech 100%
    $82M
  27. 15616
    Baird Principal Group Management Company II, LLCMilwaukee, WI · 1 clientsAsset managerHybridRobert W. Baird & Co. Incorporated
    No custodian reported
    $82M
  28. 15624
    Nottingham Wealth Partners, Inc.Syracuse, NY · 142 clientsWealth managerBank-affiliatedHybrid
    Assetmark Brokerage 83%
    $80M
  29. 15628
    Seaport Global Asset Management LLCNew York, NY · 10 clientsPrivate fund adviserHybridLiquidity Apac PTE LTD, Liquidity Finance (hong Kong) Limited
    No custodian reported
    $80M
  30. 15638
    Revere Wealth Management LLCNew York, NY · 101 clientsBroker-dealer firmHybridRevere Securities LLC
    Stonex Financial 81%
    $78M
  31. 15641
    Pearl Lane Advisors, LLCNew York, NY · 1 clientsPrivate fund adviserHybridHRC Fund Associates, LLC
    No custodian reported
    $78M
  32. 15648
    Comprehensive Capital Management, Inc.Totowa, NJ · 2,334 clientsWealth managerHybridAPW Capital, Inc.
    Capital Client Group 55%Pershing 27%
    $78M
  33. 15656
    Investment Research CorpDenver, CO · 166 clientsWealth managerHybridWorld Capital Brokerage, Inc.
    No custodian reported
    $76M
  34. 15666
    Halo Investment Services, LLCManhasset, NYAsset managerHybridHalo Securities, LLC
    No custodian reported
    $75M
  35. 15679
    Wright Private Asset Management LLCShelton, CT · 36 clientsAsset managerHybridWright Investors' Service Distributors, Inc.
    Schwab 68%
    $74M
  36. 15683
    Acrylic Financial, Inc.Fountain Hills, AZ · 317 clientsWealth managerHybridBrooklight Place Securities, Inc.
    Schwab 100%
    $74M
  37. 15700
    NGC Financial, LLCBayside, NY · 112 clientsBroker-dealer firmHybridNGC Financial, LLC
    No custodian reported
    $72M
  38. 15701
    Global Investment AdvisoryMcDonough, GA · 182 clientsWealth managerHybridAmerican Global Wealth Management, Inc., First Asset Financial Inc.
    Schwab 100%
    $72M
  39. 15709
    Madison Global Advisors LLCHauppauge, NY · 233 clientsBroker-dealer firmHybridMadison Global Partners LLC
    No custodian reported
    $71M
  40. 15720
    Percent Advisors LLCNew York, NY · 28 clientsPrivate fund adviserHybridPercent Securities, LLC
    No custodian reported
    $70M

RIAs by state