Broker-dealer firm · Mt Pleasant, SC
Modern Capital Management, Co.
SEC-registered investment adviser · CRD 306631 · SEC 801-117876
At a glance
Modern Capital Management, Co. is an SEC-registered investment adviser based in Mt Pleasant, South Carolina, with $91 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is investment companies. By Form ADV it is a broker-dealer firm, ranked 337th of 391 broker-dealer firms and 15,539th of 17,210 SEC-registered advisers by assets.
Main office 843-892-0244moderncap.comAs filed on Form ADV
- Regulatory AUM
- $91M
- Rank among broker-dealer firms
- #337 of 391
- Rank among all SEC RIAs
- #15,539 of 17,210
- Rank in South Carolina
- #111 of 116
- Clients
- 21
- Accounts
- 25
- Discretionary
- 96% of AUM
- Employees
- 6
- Advisory staff
- 3
- Offices
- 4
Owners and executives on its Form ADV
- Bradley D. AtkinsCEO / CCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Modern Capital Management, Co. is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Liberty Partners Financial Services, LLC, Liquidity.io, LLC and Modern Capital Securities Inc..
- Liberty Partners Financial Services, LLC ↗CRD 130390
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
- Liquidity.io, LLC ↗CRD 289499
- Modern Capital Securities Inc. ↗CRD 130876
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, May 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 1 | $76M | 84% |
| Banking or thrift institutions | 12 | $9M | 10% |
| Individuals | – | $3M | 4% |
| Corporations or other businesses | 8 | $2M | 2% |
Disciplinary disclosures
Modern Capital Management, Co. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
- Portfolio management for businesses and institutions
- Pension consulting
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗moderncap.com ↗
AtlasMembers
The full record on Modern Capital Management, Co.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
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- Growth over one, three and five years
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- Rank against 86 peers of its type and size
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- Owners and executives, with titles and stakes
- 1 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Modern Capital Management, Co. manage?
Modern Capital Management, Co. reports $91 million in regulatory assets under management across 25 accounts, 96% of it on a discretionary basis, on its Form ADV filed March 31, 2026.
What kind of firm is Modern Capital Management, Co.?
Modern Capital Management, Co. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.
Who are Modern Capital Management, Co.’s clients?
By assets, its largest client types are investment companies ($76 million, 1 clients); banking or thrift institutions ($9 million, 12 clients); individuals ($3 million).
Does Modern Capital Management, Co. have any disciplinary history?
Modern Capital Management, Co. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Modern Capital Management, Co.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →