Wealth manager, independent · New York, NY
Dasta Investments LLC
DUB Advisors LLC · SEC-registered investment adviser · CRD 315589 · SEC 801-122735
At a glance
Dasta Investments LLC is an SEC-registered investment adviser based in New York, New York, with $82 million in regulatory assets under management as of its Form ADV filed June 11, 2026. Its largest client group by assets is individuals, and it reports 27,037 individual clients. By Form ADV it is a wealth manager, ranked 8,380th of 8,915 wealth managers and 15,615th of 17,210 SEC-registered advisers by assets.
Main office 732-910-5781dubadvisors.comAs filed on Form ADV
- Regulatory AUM
- $82M
- Rank among wealth managers
- #8,380 of 8,915
- Rank among all SEC RIAs
- #15,615 of 17,210
- Rank in New York
- #2,236 of 2,591
- Individual clients
- 27,037
- High-net-worth clients
- 2,226
- Accounts
- 27,037
- Discretionary
- 100% of AUM
- Employees
- 8
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Justin M. RamirezChief Compliance Officer and Chief Executive Officer
- William D. WiseHead of Investments
- Steven Y. WangControl Person
Custody and brokerage
Broker-dealer
Hybrid RIA
Dasta Investments LLC is a hybrid RIA: 2 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: DUB Financial, LLC.
- DUB Financial, LLC ↗CRD 316477
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 24,811 | $62M | 75% |
| High-net-worth individuals | 2,226 | $20M | 25% |
Disciplinary disclosures
Dasta Investments LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Periodicals or newsletters
- Other services
How it’s paid
- Other
Form ADV and brochures on the SEC’s adviser search ↗dubadvisors.com ↗
AtlasMembers
The full record on Dasta Investments LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 3,613 peers of its type and size
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- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Dasta Investments LLC manage?
Dasta Investments LLC reports $82 million in regulatory assets under management across 27,037 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 11, 2026.
What kind of firm is Dasta Investments LLC?
Dasta Investments LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Dasta Investments LLC’s clients?
By assets, its largest client types are individuals ($62 million, 24,811 clients); high-net-worth individuals ($20 million, 2,226 clients).
Does Dasta Investments LLC have any disciplinary history?
Dasta Investments LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Dasta Investments LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-11), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →