Wealth manager, independent · Boca Raton, FL
Statetrust Capital, LLC.
SEC-registered investment adviser · CRD 114052 · SEC 801-60478
At a glance
Statetrust Capital, LLC. is an SEC-registered investment adviser based in Boca Raton, Florida, with $94 million in regulatory assets under management as of its Form ADV filed September 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 143 individual clients. By Form ADV it is a wealth manager, ranked 8,313th of 8,915 wealth managers and 15,499th of 17,210 SEC-registered advisers by assets.
Main office 305-921-8101statetrust.comAs filed on Form ADV
- Regulatory AUM
- $94M
- Rank among wealth managers
- #8,313 of 8,915
- Rank among all SEC RIAs
- #15,499 of 17,210
- Rank in Florida
- #985 of 1,090
- Individual clients
- 143
- High-net-worth clients
- 52
- Accounts
- 238
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- Jeffrey W. CimbalCOO
- Jose L. MayaDirector of Statetrust Group, LLC
- Joseph L. TurnesExecutive Manager - President and Director of Statetrustgroup, LLC
- Napoleon A. AponteCCO
Custody and brokerage
Custodian
Statetrust Capital, LLC.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Statetrust Capital, LLC. is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Statetrust Investments Inc..
- Statetrust Investments Inc. ↗CRD 104651
Its Form ADV brochure (filed September 2026) names Statetrust Investments as the broker-dealer its advisers are registered with.
STI shares office space with STC and certain officers and employees of STC are also registered representatives of STI.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 52 | $48M | 51% |
| Insurance companies | 1 | $24M | 26% |
| Individuals | 91 | $22M | 23% |
Disciplinary disclosures
Statetrust Capital, LLC. answers yes to 2 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗statetrust.com ↗
AtlasMembers
The full record on Statetrust Capital, LLC.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 4,051 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Statetrust Capital, LLC. manage?
Statetrust Capital, LLC. reports $94 million in regulatory assets under management across 238 accounts, 100% of it on a discretionary basis, on its Form ADV filed September 24, 2026.
What kind of firm is Statetrust Capital, LLC.?
Statetrust Capital, LLC. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Statetrust Capital, LLC.’s clients?
By assets, its largest client types are high-net-worth individuals ($48 million, 52 clients); insurance companies ($24 million, 1 clients); individuals ($22 million, 91 clients).
Does Statetrust Capital, LLC. have any disciplinary history?
Statetrust Capital, LLC. answers yes to 2 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Statetrust Capital, LLC.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →