Wealth manager, bank-affiliated · Syracuse, NY
Nottingham Wealth Partners, Inc.
SEC-registered investment adviser · CRD 306971 · SEC 801-120561
At a glance
Nottingham Wealth Partners, Inc. is an SEC-registered investment adviser based in Syracuse, New York, with $80 million in regulatory assets under management as of its Form ADV filed April 17, 2026. Its largest client group by assets is individuals, and it reports 142 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 8,386th of 8,915 wealth managers and 15,624th of 17,210 SEC-registered advisers by assets.
Main office 561-472-2312nottinghamwealthpartners.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $80M
- Rank among wealth managers
- #8,386 of 8,915
- Rank among all SEC RIAs
- #15,624 of 17,210
- Rank in New York
- #2,240 of 2,591
- Individual clients
- 142
- High-net-worth clients
- 16
- Accounts
- 299
- Discretionary
- 100% of AUM
- Employees
- 7
- Advisory staff
- 3
- Offices
- 5
Owners and executives on its Form ADV
- Chasity M. JaynesChief Operating Officer
- Paul A. RestantePresident and CEO
- Anthony F. Van OreChief Compliance Officer
Custody and brokerage
2 custodians
- Assetmark Brokerage$58M83%
- Charles Schwab$12M17%
Other RIAs using Assetmark BrokerageOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Nottingham Wealth Partners, Inc. is a hybrid RIA: 4 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.
Its Form ADV brochure (filed April 2026) names LPL Financial as the broker-dealer its advisers are registered with.
e services of other professionals for implementation purposes, including certain of the Advisor’s representatives in their individual capacities as licensed insurance agents or registered representatives of LPL Financial (See disclosure at
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 126 | $47M | 59% |
| High-net-worth individuals | 16 | $33M | 41% |
Disciplinary disclosures
Nottingham Wealth Partners, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗nottinghamwealthpartners.com ↗
AtlasMembers
The full record on Nottingham Wealth Partners, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 3,566 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Nottingham Wealth Partners, Inc. manage?
Nottingham Wealth Partners, Inc. reports $80 million in regulatory assets under management across 299 accounts, 100% of it on a discretionary basis, on its Form ADV filed April 17, 2026.
What kind of firm is Nottingham Wealth Partners, Inc.?
Nottingham Wealth Partners, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons. A public reporting company controls it.
Who are Nottingham Wealth Partners, Inc.’s clients?
By assets, its largest client types are individuals ($47 million, 126 clients); high-net-worth individuals ($33 million, 16 clients).
Does Nottingham Wealth Partners, Inc. have any disciplinary history?
Nottingham Wealth Partners, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Nottingham Wealth Partners, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-17), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →