Asset manager · Charlotte, NC
Indexperts, LLC
SEC-registered investment adviser · CRD 314858 · SEC 801-121667
At a glance
Indexperts, LLC is an SEC-registered investment adviser based in Charlotte, North Carolina, with $101 million in regulatory assets under management as of its Form ADV filed March 26, 2026. Its largest client group by assets is investment companies. By Form ADV it is a asset manager, ranked 2,334th of 3,218 asset managers and 15,400th of 17,210 SEC-registered advisers by assets.
Main office 704-554-8150indexperts.comAs filed on Form ADV
- Regulatory AUM
- $101M
- Rank among asset managers
- #2,334 of 3,218
- Rank among all SEC RIAs
- #15,400 of 17,210
- Rank in North Carolina
- #273 of 288
- Clients
- 3
- Accounts
- 3
- Discretionary
- 100% of AUM
- Employees
- 4
- Advisory staff
- 3
- Offices
- 1
Owners and executives on its Form ADV
- Stephen L. ThomasManager
- David L. SmithChief Compliance Officer
Custody and brokerage
Custodian
Indexperts, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.
Broker-dealer
Hybrid RIA
Indexperts, LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Linden Thomas and Company Securities, LLC.
- Linden Thomas and Company Securities, LLC ↗CRD 290244
An introducing broker-dealer: its trades clear through Wells Fargo Clearing Services, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Investment companies | 3 | $101M | 100% |
Disciplinary disclosures
Indexperts, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for investment companies
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗indexperts.com ↗
AtlasMembers
The full record on Indexperts, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 4 years of filings
- Locked
- Growth over one, three and five years
- Locked
- Rank against 538 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Indexperts, LLC manage?
Indexperts, LLC reports $101 million in regulatory assets under management across 3 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 26, 2026.
What kind of firm is Indexperts, LLC?
Indexperts, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Indexperts, LLC’s clients?
By assets, its largest client types are investment companies ($101 million, 3 clients).
Does Indexperts, LLC have any disciplinary history?
Indexperts, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Indexperts, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-26), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →