Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysIN Fintech bytes: 55ip, Vise, Syntax push tax-smart tools for RIAs

Broker-dealer firm · Wyomissing, PA

Berkshire Advisors, Inc.

SEC-registered investment adviser · CRD 122389 · SEC 801-126064

At a glance

Berkshire Advisors, Inc. is an SEC-registered investment adviser based in Wyomissing, Pennsylvania, with $97 million in regulatory assets under management as of its Form ADV filed March 31, 2026. Its largest client group by assets is individuals, and it reports 250 individual clients. By Form ADV it is a broker-dealer firm, ranked 336th of 391 broker-dealer firms and 15,462nd of 17,210 SEC-registered advisers by assets.

Main office 610-376-6970berkshireadvisors.netLinkedInAs filed on Form ADV

Regulatory AUM
$97M
Rank among broker-dealer firms
#336 of 391
Rank among all SEC RIAs
#15,462 of 17,210
Rank in Pennsylvania
#536 of 564
Individual clients
250
High-net-worth clients
15
Accounts
238
Discretionary
96% of AUM
Employees
2
Advisory staff
2
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

  1. Charles Schwab$89M

Other RIAs using Charles Schwab

Broker-dealer

Hybrid RIA

Berkshire Advisors, Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Purshe Kaplan Sterling Investments, Inc..

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Individuals235$56M58%
High-net-worth individuals15$37M38%
Other–$4M4%

Disciplinary disclosures

Berkshire Advisors, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Portfolio management for businesses and institutions
  • Other services

How it’s paid

  • A percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Commissions
  • Other

Form ADV and brochures on the SEC’s adviser search ↗berkshireadvisors.net ↗

AtlasMembers

The full record on Berkshire Advisors, Inc.

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 3 years of filings
Locked
Growth over one, three and five years
Locked
Rank against 94 peers of its type and size
Locked
Owners and executives, with titles and stakes
1 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Berkshire Advisors, Inc. manage?

Berkshire Advisors, Inc. reports $97 million in regulatory assets under management across 238 accounts, 96% of it on a discretionary basis, on its Form ADV filed March 31, 2026.

What kind of firm is Berkshire Advisors, Inc.?

Berkshire Advisors, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.

Who are Berkshire Advisors, Inc.’s clients?

By assets, its largest client types are individuals ($56 million, 235 clients); high-net-worth individuals ($37 million, 15 clients); other ($4 million).

Does Berkshire Advisors, Inc. have any disciplinary history?

Berkshire Advisors, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Berkshire Advisors, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-31), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →