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Broker-dealer firm

Freeboard Capital, LLC

SEC-registered investment adviser · CRD 167222 · SEC 801-110076

At a glance

Freeboard Capital, LLC is an SEC-registered investment adviser based in United States, with $100 million in regulatory assets under management as of its Form ADV filed March 23, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 19 individual clients. By Form ADV it is a broker-dealer firm, ranked 334th of 391 broker-dealer firms and 15,429th of 17,210 SEC-registered advisers by assets.

freeboardcapital.comAs filed on Form ADV

Regulatory AUM
$100M
Rank among broker-dealer firms
#334 of 391
Rank among all SEC RIAs
#15,429 of 17,210
Individual clients
19
High-net-worth clients
19
Accounts
19
Discretionary
100% of AUM
Employees
2
Advisory staff
1
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Freeboard Capital, LLC’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Affiliated broker-dealer

It reports a broker-dealer among its affiliates on Form ADV.

Other RIAs with an affiliated broker-dealer

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals19$100M100%

Disciplinary disclosures

Freeboard Capital, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses

How it’s paid

  • A percentage of assets under management
  • Fixed fees
  • Performance-based fees

Form ADV and brochures on the SEC’s adviser search ↗freeboardcapital.com ↗

AtlasMembers

The full record on Freeboard Capital, LLC

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 8 years of filings
Locked
Growth over one, three and five years
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Rank against 95 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
Locked
Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Freeboard Capital, LLC manage?

Freeboard Capital, LLC reports $100 million in regulatory assets under management across 19 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 23, 2026.

What kind of firm is Freeboard Capital, LLC?

Freeboard Capital, LLC is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.

Who are Freeboard Capital, LLC’s clients?

By assets, its largest client types are high-net-worth individuals ($100 million, 19 clients).

Does Freeboard Capital, LLC have any disciplinary history?

Freeboard Capital, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Freeboard Capital, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →