Wealth manager, independent · Winter Haven, FL
Wells Global Investment Advisers LLC
SEC-registered investment adviser · CRD 150139 · SEC 801-76875
At a glance
Wells Global Investment Advisers LLC is an SEC-registered investment adviser based in Winter Haven, Florida, with $101 million in regulatory assets under management as of its Form ADV filed February 24, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 133 individual clients. By Form ADV it is a wealth manager, ranked 8,251st of 8,915 wealth managers and 15,386th of 17,210 SEC-registered advisers by assets.
Main office 863-294-3361As filed on Form ADV
- Regulatory AUM
- $101M
- Rank among wealth managers
- #8,251 of 8,915
- Rank among all SEC RIAs
- #15,386 of 17,210
- Rank in Florida
- #979 of 1,090
- Individual clients
- 133
- High-net-worth clients
- 44
- Accounts
- 133
- Discretionary
- 100% of AUM
- Employees
- 3
- Advisory staff
- 2
- Offices
- 1
Owners and executives on its Form ADV
- James P. WellsManaging Member
- Patricia G. WellsCCO
Custody and brokerage
Broker-dealer
Hybrid RIA
Wells Global Investment Advisers LLC is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Valor Financial Securities LLC.
- Valor Financial Securities LLC ↗CRD 150726
Its Form ADV brochure (filed February 2026) names Valor Financial Securities as the broker-dealer its advisers are registered with.
ng investment advice on behalf of our firm are registered representatives with Valor Financial Securities LLC (“Valor”), a broker/dealer under common ownership with Wells Global, and member of the Financial Industry Regulatory Authority (“
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 44 | $70M | 69% |
| Individuals | 89 | $31M | 31% |
Disciplinary disclosures
Wells Global Investment Advisers LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Wells Global Investment Advisers LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 4,294 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Wells Global Investment Advisers LLC manage?
Wells Global Investment Advisers LLC reports $101 million in regulatory assets under management across 133 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 24, 2026.
What kind of firm is Wells Global Investment Advisers LLC?
Wells Global Investment Advisers LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Wells Global Investment Advisers LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($70 million, 44 clients); individuals ($31 million, 89 clients).
Does Wells Global Investment Advisers LLC have any disciplinary history?
Wells Global Investment Advisers LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Wells Global Investment Advisers LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-24), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →