Wealth manager, independent · Totowa, NJ
Comprehensive Capital Management, Inc.
SEC-registered investment adviser · CRD 119890 · SEC 801-61068
At a glance
Comprehensive Capital Management, Inc. is an SEC-registered investment adviser based in Totowa, New Jersey, with $78 million in regulatory assets under management as of its Form ADV filed June 4, 2026. Its largest client group by assets is individuals, and it reports 2,334 individual clients. By Form ADV it is a wealth manager, ranked 8,400th of 8,915 wealth managers and 15,648th of 17,210 SEC-registered advisers by assets.
Main office 973-394-0404As filed on Form ADV
- Regulatory AUM
- $78M
- Rank among wealth managers
- #8,400 of 8,915
- Rank among all SEC RIAs
- #15,648 of 17,210
- Rank in New Jersey
- #358 of 392
- Individual clients
- 2,334
- High-net-worth clients
- 0
- Accounts
- 2,334
- Discretionary
- 100% of AUM
- Employees
- 11
- Advisory staff
- 9
- Offices
- 5
Owners and executives on its Form ADV
- Timothy L. SmithPresident
- Christina L. JenningsShareholder
- Sean M. JenningsShareholder
- Tonya M. CoutantChief Compliance Officer
Custody and brokerage
3 custodians
- Capital Client Group$39M55%
- BNY Pershing$19M27%
- Nationwide Investment Services$13M18%
Other RIAs using Capital Client GroupOther multi-custodian RIAs
Broker-dealer
Hybrid RIA
Comprehensive Capital Management, Inc. is a hybrid RIA: 9 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: APW Capital, Inc..
- APW Capital, Inc. ↗CRD 43814
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
Its Form ADV brochure (filed March 2026) names APW Capital as the broker-dealer its advisers are registered with.
t personnel and IARs of our firm are licensed as registered representatives of APW Capital, Inc., a broker-dealer and/or licensed as insurance agents or brokers (including with our affiliated insurance agency, Aurora Insurance Services, In
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 2,334 | $78M | 100% |
Disciplinary disclosures
Comprehensive Capital Management, Inc. answers yes to 14 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Market timing
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Comprehensive Capital Management, Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
- Locked
- Growth over one, three and five years
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- Rank against 3,431 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Comprehensive Capital Management, Inc. manage?
Comprehensive Capital Management, Inc. reports $78 million in regulatory assets under management across 2,334 accounts, 100% of it on a discretionary basis, on its Form ADV filed June 4, 2026.
What kind of firm is Comprehensive Capital Management, Inc.?
Comprehensive Capital Management, Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Comprehensive Capital Management, Inc.’s clients?
By assets, its largest client types are individuals ($78 million, 2,334 clients).
Does Comprehensive Capital Management, Inc. have any disciplinary history?
Comprehensive Capital Management, Inc. answers yes to 14 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Comprehensive Capital Management, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-04), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →