Shareholder · Aurora Private Wealth, Inc.
Sean M. Jennings
CRD 4648213 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Aurora Private Wealth, Inc., an SEC-registered wealth manager based in Totowa, NJ with $374 million in regulatory assets, lists Sean M. Jennings on its Form ADV as Shareholder. The SEC filings also name Sean at 1 other registered adviser.
Firms and roles
- Aurora Private Wealth, Inc.ShareholderWealth manager · Totowa, NJ · $374M in regulatory assets
- Comprehensive Capital Management, Inc.ShareholderWealth manager · Totowa, NJ · $78M in regulatory assets
AtlasMembers
Sean’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Timothy L. SmithPresident/ceo, Aurora Private Wealth, Inc.
- Christina L. JenningsShareholder, Aurora Private Wealth, Inc.
- Tonya M. CoutantChief Compliance Officer, Aurora Private Wealth, Inc.
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Sean’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.