Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rockaway, NJ

Every SEC-registered investment adviser representative at a firm office in Rockaway, with the firms that employ the most of them.

The short answer

13 registered advisors work in Rockaway; the most are at LPL Financial LLC (2). 2 list the CFP designation and 11 are also registered broker representatives.

Firms with the most advisors in Rockaway

FirmAdvisors in Rockaway
LPL Financial LLC news2
Pfs Investments Inc.2
Strategic Advisers LLC2
Aurora Private Wealth, Inc.1
Comprehensive Capital Management, Inc.1
Marc Alan Wealth Management LLC1
Mercer Global Advisors Inc.1
Raymond James Financial Services Advisors, Inc. news1
State Farm Investment Management Corp.1
USA Financial Securities LLC1

Advisors in Rockaway, A to Z

CFP advisors in Rockaway →

Other cities in New Jersey

All of New Jersey →

Morristown 1,113Princeton 834Paramus 731Red Bank 701Weehawken 606Florham Park 578Pennington 573Summit 464Jersey City 454Marlton 371Parsippany 315Short Hills 279Mount Laurel 263Warren 173Bedminster 168Fairfield 152Wall 152Cherry Hill 149Iselin 137Bridgewater 133Shrewsbury 128Holmdel 126Toms River 120Manasquan 114

Questions

How many financial advisors are in Rockaway, NJ?

13 investment adviser representatives are registered at firm offices in Rockaway, New Jersey, according to the SEC's Investment Adviser Public Disclosure records. 11 of them are also registered as broker representatives, and 2 list the CFP designation.

Which firm has the most financial advisors in Rockaway?

LPL Financial LLC, with 2 registered advisors in Rockaway, followed by Pfs Investments Inc. with 2.

How do I check a financial advisor in Rockaway?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.