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Est. 2026The front page of wealth managementNew York

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4K 55ip Expands Unified Managed Accounts with BlackRockRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 20264K Social Security Database Cleanup Corrects 50 Million RecordsFP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion
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Free from Atlas · SEC filings as of October 1, 2026

The RIA database

Firms we coverAtlas screenerWealth Manager databaseThis month’s moversCustodian profilesRIA statistics

Registered RIAs
17,210
Regulatory AUM
$177.9T
Use more than one custodian
4,024
Hybrid
3,733

Where their clients’ assets sit. Select a custodian to filter the list.

Filters1

2,436 firms manage $136.7 trillionaffiliated broker-dealer

Open in the Atlas screener

Atlas The basics here are free. Atlas adds ten years of growth, owners, broker-dealer affiliation, contacts on file and signals for every firm, with alerts and exports. See Atlas

  1. 14517
    Liontree Partners LLCNew York, NY · 9 clientsPrivate fund adviserHybridLiontree Advisors LLC, Liontree Advisors UK LLP
    No custodian reported
    $125M
  2. 14519
    Lone Peak AdvisersDraper, UT · 905 clientsWealth managerHybridTransitional Broker LLC
    Schwab 69%Assetmark 28%
    $125M
  3. 14552
    UMB Private Wealth Management, LLCOverland Park, KS · 46 clientsPrivate fund adviserAffiliated broker-dealerUMB Financial Services, Inc.
    No custodian reported
    $125M
  4. 14572
    Eagle Point Enhanced Income Management LLCGreenwich, CT · 1 clientsAsset managerHybridEagle Point Securities LLC, SPC Capital Markets LLC
    No custodian reported
    $124M
  5. 14613
    Enduring Wealth AdvisorsTemecula, CA · 228 clientsWealth managerHybrid
    LPL Financial 100%
    $123M
  6. 14636
    Fnex Wealth, LLCIndianapolis, IN · 56 clientsWealth managerAffiliated broker-dealerApplied Capital, LLC
    Schwab 100%
    $122M
  7. 14641
    Apex Wealth Advisors LLC223 clientsWealth managerHybrid
    Fidelity 99%
    $122M
  8. 14649
    Portfolio Resources Advisor Group, Inc.Coral Gables, FL · 349 clientsWealth managerWrap sponsorHybridPortfolio Resources Group, Inc., clears through Pershing
    Pershing 83%
    $122M
  9. 14664
    Regal Advisory Services, Inc.Glenview, IL · 274 clientsWealth managerHybridRegal Securities, Inc., clears through RBC Capital Markets, Hilltop Securities
    RBC 84%
    $121M
  10. 14714
    Davivienda AdvisorsMiami, FL · 361 clientsAsset managerAffiliated broker-dealerCorredores Davivienda Panama S.A., Davivienda Corredores S.A. Comisionista De Bolsa
    Clearstream Banking S.A. 64%Interactive Brokers 36%
    $120M
  11. 14818
    Hunt Investment Management, LLCNew York, NY · 3 clientsPrivate fund adviserHybridBrean Capital, LLC, S2k Financial LLC
    No custodian reported
    $118M
  12. 14831
    Buckram Securities LTDLocust Valley, NY · 173 clientsBroker-dealer firmHybrid
    No custodian reported
    $117M
  13. 14843
    Abraham & Co., Inc.355 clientsWealth managerWrap sponsorHybridAbraham Securities Corporation, clears through Wedbush
    Schwab 0%
    $117M
  14. 14855
    Investment Managers Group, LLCTemecula, CA · 244 clientsWealth managerHybrid
    Schwab 100%
    $117M
  15. 14862
    Murray Securities, Inc.Tyler, TX · 50 clientsBroker-dealer firmHybridMurray Securities, Inc
    Hilltop Securities 100%
    $117M
  16. 14886
    Motilal Oswal Capital LimitedPrabhadevi, Mumbai, India · 1 clientsPrivate fund adviserAffiliated broker-dealerMomentum Capedge Limited (formerly Motilal Oswal Broking and Distribution Limited), Motilal Oswal Capital Markets (hong Kong) Private Limited
    No custodian reported
    $116M
  17. 14903
    First Georgetown Securities, IncAlexandria, VA · 123 clientsBroker-dealer firmHybridFirst Georgetown Securities, Inc.
    Fidelity 100%
    $116M
  18. 14911
    New Vernon Investment Management LLCHighland Park, IL · 13 clientsPrivate fund adviserHybridSF Investments, Inc.
    Pershing 100%
    $116M
  19. 14926
    Natwealth ManagementMontreal, Canada · 140 clientsWealth managerBank-affiliatedHybridNational Bank Financial Inc.
    Pershing 100%
    $115M
  20. 14939
    Hatteras Investment Partners, LPRaleigh, NC · 7 clientsAsset managerHybridHatteras Capital Distributors, LLC
    Beneficient 100%
    $115M
  21. 14965
    Finamex Asset Management, LLCHouston, TX · 190 clientsWealth managerHybridCasa De Bolsa Finamex S.A.B. De C.V., Finamex International, LLC
    No custodian reported
    $114M
  22. 14975
    CW Securities, LLCKnoxville, TN · 145 clientsBroker-dealer firmHybridCW Securities, LLC
    Schwab 99%
    $113M
  23. 15039
    Wealthfront Strategies LLCPalo Alto, CA · 1 clientsAsset managerHybridWealthfront Brokerage LLC, clears through RBC Capital Markets
    No custodian reported
    $112M
  24. 15098
    BW Asset Management LTDGeorge Town, Cayman Islands · 2 clientsPrivate fund adviserHybridKroll Securities LLC
    No custodian reported
    $110M
  25. 15112
    Peakshares LLCTampa, FL · 2 clientsAsset managerHybridCalton & Associates, Inc.
    No custodian reported
    $110M
  26. 15120
    Park Shore Partners LLCErie, PA · 5 clientsPrivate fund adviserHybridHBK Sorce Brokerage LLC
    No custodian reported
    $110M
  27. 15137
    Aspire Advisors, LLCNorth White Plains, NY · 117 clientsWealth managerHybridHamilton Cavanaugh Investment Brokers, Inc.
    Fidelity 100%
    $109M
  28. 15142
    Partners Capital Services, Inc.Hauppauge, NY · 238 clientsWealth managerWrap sponsorHybridAmerican Capital Partners, LLC
    RBC 100%
    $109M
  29. 15143
    Skypoint Capital Advisors, LLCAtlanta, GA · 1 clientsAsset managerHybridSkypoint Capital Partners, LLC
    No custodian reported
    $109M
  30. 15162
    PrivacoreNew York, NY · 3 clientsAsset managerHybridJanus Henderson Distributors US LLC
    No custodian reported
    $109M
  31. 15177
    Laidlaw Wealth Management LLCNew York, NY · 123 clientsWealth managerHybridLaidlaw & Company (UK) LTD., Laidlaw & Company International, LTD, clears through StoneX
    Schwab 100%
    $108M
  32. 15212
    Fairway Investment Group, LLCEast Lansing, MI · 844 clientsWealth managerWrap sponsorHybridParadigm Equities, Inc.
    LPL Financial 100%
    $107M
  33. 15220
    Potomac Investment Company33 clientsBroker-dealer firmHybridPotomac Investment Company
    No custodian reported
    $107M
  34. 15228
    Stonex International Advisors IncMiami, FL · 77 clientsWealth managerPublic-company ownedHybridStonex Financial Inc., Stonex International Securities Inc., clears through Pershing, BofA Securities
    Pershing 87%
    $107M
  35. 15245
    Cypress Capital Management US LimitedVancouver, British Columbia, Canada · 49 clientsWealth managerAffiliated broker-dealer
    Raymond James 58%Scotia Private Client Group 42%
    $106M
  36. 15249
    Raison Asset ManagementTallinn, Estonia · 5 clientsPrivate fund adviserAffiliated broker-dealerRaison Securities LTD
    No custodian reported
    $106M
  37. 15280
    Catalyst Wealth Management LLCHouston, TX · 9,549 clientsWealth managerHybrid
    Matrix Trust 58%Fidelity 31%
    $105M
  38. 15310
    Carter, Terry & Company, Inc.Atlanta, GA · 168 clientsBroker-dealer firmHybridCarter, Terry & Company, Inc.
    No custodian reported
    $104M
  39. 15321
    Alamo CapitalWalnut Creek, CABroker-dealer firmHybrid
    No custodian reported
    $104M
  40. 15349
    UHY Wealth Management RIA LLCFarmington Hills, MI · 89 clientsAsset managerHybridUHY Capital Group, LLC
    Empower Financial Services 56%Schwab 44%
    $103M

RIAs by state