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Broker-dealer firm · Locust Valley, NY

Buckram Securities LTD

SEC-registered investment adviser · CRD 126976 · SEC 801-110136

At a glance

Buckram Securities LTD is an SEC-registered investment adviser based in Locust Valley, New York, with $117 million in regulatory assets under management as of its Form ADV filed February 25, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 173 individual clients. By Form ADV it is a broker-dealer firm, ranked 327th of 391 broker-dealer firms and 14,831st of 17,210 SEC-registered advisers by assets.

Main office 516-759-7400As filed on Form ADV

Regulatory AUM
$117M
Rank among broker-dealer firms
#327 of 391
Rank among all SEC RIAs
#14,831 of 17,210
Rank in New York
#2,118 of 2,591
Individual clients
173
High-net-worth clients
34
Accounts
173
Discretionary
100% of AUM
Employees
3
Advisory staff
2
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Buckram Securities LTD’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Buckram Securities LTD is a hybrid RIA: 3 of its employees are also registered representatives of a broker-dealer. It reports a broker-dealer among its affiliates on Form ADV.

Form ADV Part 1 doesn’t name an unaffiliated broker-dealer. The firm’s Part 2A brochure (Item 10) and each adviser’s record on the SEC’s adviser search do.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals34$69M59%
Individuals139$48M41%

Disciplinary disclosures

Buckram Securities LTD reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses

How it’s paid

  • A percentage of assets under management
  • Fixed fees

Form ADV and brochures on the SEC’s adviser search ↗

AtlasMembers

The full record on Buckram Securities LTD

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 8 years of filings
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Growth over one, three and five years
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Rank against 115 peers of its type and size
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Owners and executives, with titles and stakes
4 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Buckram Securities LTD manage?

Buckram Securities LTD reports $117 million in regulatory assets under management across 173 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 25, 2026.

What kind of firm is Buckram Securities LTD?

Buckram Securities LTD is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.

Who are Buckram Securities LTD’s clients?

By assets, its largest client types are high-net-worth individuals ($69 million, 34 clients); individuals ($48 million, 139 clients).

Does Buckram Securities LTD have any disciplinary history?

Buckram Securities LTD reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Buckram Securities LTD’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →