Wealth manager, bank-affiliated · Montreal, Canada
Natwealth Management
Natwealth Management (USA) Inc · SEC-registered investment adviser · CRD 310098 · SEC 801-119519
At a glance
Natwealth Management is an SEC-registered investment adviser based in Montreal, Canada, with $115 million in regulatory assets under management as of its Form ADV filed September 29, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 97 individual clients. By Form ADV it is a wealth manager (bank-affiliated), ranked 7,876th of 8,915 wealth managers and 14,926th of 17,210 SEC-registered advisers by assets.
Main office 833-946-1589As filed on Form ADV
- Regulatory AUM
- $115M
- Rank among wealth managers
- #7,876 of 8,915
- Rank among all SEC RIAs
- #14,926 of 17,210
- Individual clients
- 97
- High-net-worth clients
- 44
- Accounts
- 130
- Discretionary
- 99% of AUM
- Employees
- 129
- Advisory staff
- 109
- Offices
- 13
Owners and executives on its Form ADV
- Jonathan DurocherChief Executive Officer and President
- Lise DupontChief Operating Officer
- Jean-Francois ByetteDirector
- Stephane FontainePresident of the Board
- Patrick BoilardDirector
- Sebastien ReneChief Financial Officer
- Estelle ChampagneDirector
- Mathieu RoyDirector
- Shoushan MercierCorporate Secretary
- Barnoela PierreAssistant Corporate Secretary
- Antoine Pleau TrottierChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Natwealth Management is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: National Bank Financial Inc..
- National Bank Financial Inc.
Its Form ADV brochure (filed December 2025) names National Bank Financial as the broker-dealer its advisers are registered with.
All NatWealth IAs are also registered representatives of National Bank Financial Inc .
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 44 | $90M | 78% |
| Individuals | 53 | $18M | 15% |
| Corporations or other businesses | 3 | $6M | 6% |
| Other | – | $1M | 1% |
| Investment companies | 40 | $0M | 0% |
Disciplinary disclosures
Natwealth Management reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Natwealth Management
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 5 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 4,669 peers of its type and size
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- Owners and executives, with titles and stakes
- 11 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 5Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Natwealth Management manage?
Natwealth Management reports $115 million in regulatory assets under management across 130 accounts, 99% of it on a discretionary basis, on its Form ADV filed September 29, 2026.
What kind of firm is Natwealth Management?
Natwealth Management is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals. It reports a bank or thrift among its related persons.
Who are Natwealth Management’s clients?
By assets, its largest client types are high-net-worth individuals ($90 million, 44 clients); individuals ($18 million, 53 clients); corporations or other businesses ($6 million, 3 clients).
Does Natwealth Management have any disciplinary history?
Natwealth Management reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Natwealth Management’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-09-29), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →