Wealth manager, wrap-program sponsor
Abraham & Co., Inc.
SEC-registered investment adviser · CRD 299085 · SEC 801-135095
At a glance
Abraham & Co., Inc. is an SEC-registered investment adviser based in United States, with $117 million in regulatory assets under management as of its Form ADV filed February 25, 2026. Its largest client group by assets is individuals, and it reports 355 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 7,808th of 8,915 wealth managers and 14,843rd of 17,210 SEC-registered advisers by assets.
abrahamco.comAs filed on Form ADV
- Regulatory AUM
- $117M
- Rank among wealth managers
- #7,808 of 8,915
- Rank among all SEC RIAs
- #14,843 of 17,210
- Individual clients
- 355
- High-net-worth clients
- 35
- Accounts
- 850
- Discretionary
- 100% of AUM
- Employees
- 5
- Advisory staff
- 5
- Offices
- 4
Owners and executives on its Form ADV
- Kye A. AbrahamPresident, Sole Shareholder, Chief Compliance Officer
- Kyle D. AppelbaumChief Investment Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Abraham & Co., Inc. is a hybrid RIA: 1 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Abraham Securities Corporation.
- Abraham Securities Corporation ↗CRD 13498
An introducing broker-dealer: its trades clear through Wedbush, which holds the brokerage accounts. Its annual audited report filed with the SEC, April 2026
Its Form ADV brochure (filed February 2026) names Abraham Securities as the broker-dealer its advisers are registered with.
Commissions or Sales Charges for Recommendations of Securities As discussed above, certain Supervised Persons in their respective individual capacities, are registered representatives of Abraham Securities Corporation (“ASC”).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 320 | $82M | 70% |
| High-net-worth individuals | 35 | $35M | 30% |
Disciplinary disclosures
Abraham & Co., Inc. answers yes to 3 disclosure items in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Other services
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗abrahamco.com ↗
AtlasMembers
The full record on Abraham & Co., Inc.
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 1 years of filings
- Locked
- Growth over one, three and five years
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- Rank against 4,706 peers of its type and size
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- Owners and executives, with titles and stakes
- 2 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 1Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Abraham & Co., Inc. manage?
Abraham & Co., Inc. reports $117 million in regulatory assets under management across 850 accounts, 100% of it on a discretionary basis, on its Form ADV filed February 25, 2026.
What kind of firm is Abraham & Co., Inc.?
Abraham & Co., Inc. is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Abraham & Co., Inc.’s clients?
By assets, its largest client types are individuals ($82 million, 320 clients); high-net-worth individuals ($35 million, 35 clients).
Does Abraham & Co., Inc. have any disciplinary history?
Abraham & Co., Inc. answers yes to 3 disclosure items in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Abraham & Co., Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-02-25), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →