Wealth manager, independent · New York, NY
Laidlaw Wealth Management LLC
SEC-registered investment adviser · CRD 150040 · SEC 801-112592
At a glance
Laidlaw Wealth Management LLC is an SEC-registered investment adviser based in New York, New York, with $108 million in regulatory assets under management as of its Form ADV filed April 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 100 individual clients. By Form ADV it is a wealth manager, ranked 8,081st of 8,915 wealth managers and 15,177th of 17,210 SEC-registered advisers by assets.
Main office 212-953-4910laidlawwealthmanagement.comAs filed on Form ADV
- Regulatory AUM
- $108M
- Rank among wealth managers
- #8,081 of 8,915
- Rank among all SEC RIAs
- #15,177 of 17,210
- Rank in New York
- #2,154 of 2,591
- Individual clients
- 100
- High-net-worth clients
- 27
- Accounts
- 245
- Discretionary
- 97% of AUM
- Employees
- 13
- Advisory staff
- 5
- Offices
- 4
Owners and executives on its Form ADV
- John P. TeseiTrustee of the Buff Trust
- John P. TeseiTrustee of the Garnet Trust
- Arthur J. DaPonteCFO
- Alex ShtaynbergerChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Laidlaw Wealth Management LLC is a hybrid RIA: 13 of its employees are also registered representatives of a broker-dealer. It names affiliated broker-dealers: Laidlaw & Company (UK) LTD. and Laidlaw & Company International, LTD.
- Laidlaw & Company (UK) LTD. ↗CRD 119037
An introducing broker-dealer: its trades clear through StoneX, which holds the brokerage accounts. Its annual audited report filed with the SEC, March 2026
- Laidlaw & Company International, LTD
Its Form ADV brochure (filed March 2026) names Laidlaw & Company (UK) as the broker-dealer its advisers are registered with.
LWM has an agreement with its affiliated broker-dea ler, Laidlaw & Company (UK) Ltd., for the registered representatives of Laidlaw & Company (UK) Ltd. to refer their customers to LWM for investment advisory services.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 27 | $74M | 68% |
| Individuals | 73 | $22M | 21% |
| Other | 18 | $5M | 5% |
| Charitable organizations | – | $4M | 3% |
| Corporations or other businesses | 5 | $3M | 3% |
Disciplinary disclosures
Laidlaw Wealth Management LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗laidlawwealthmanagement.com ↗
AtlasMembers
The full record on Laidlaw Wealth Management LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, 8 years of filings
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- Growth over one, three and five years
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- Rank against 4,482 peers of its type and size
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- Owners and executives, with titles and stakes
- 4 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Background
Questions
How much does Laidlaw Wealth Management LLC manage?
Laidlaw Wealth Management LLC reports $108 million in regulatory assets under management across 245 accounts, 97% of it on a discretionary basis, on its Form ADV filed April 27, 2026.
What kind of firm is Laidlaw Wealth Management LLC?
Laidlaw Wealth Management LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Laidlaw Wealth Management LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($74 million, 27 clients); individuals ($22 million, 73 clients); other ($5 million, 18 clients).
Does Laidlaw Wealth Management LLC have any disciplinary history?
Laidlaw Wealth Management LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Laidlaw Wealth Management LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-04-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →