Wealth manager, wrap-program sponsor · East Lansing, MI
Fairway Investment Group, LLC
SEC-registered investment adviser · CRD 149034 · SEC 801-136989
At a glance
Fairway Investment Group, LLC is an SEC-registered investment adviser based in East Lansing, Michigan, with $107 million in regulatory assets under management as of its Form ADV filed August 14, 2026. Its largest client group by assets is individuals, and it reports 838 individual clients. By Form ADV it is a wealth manager (wrap-program sponsor), ranked 8,110th of 8,915 wealth managers and 15,212th of 17,210 SEC-registered advisers by assets.
Main office 800-292-1950As filed on Form ADV
- Regulatory AUM
- $107M
- Rank among wealth managers
- #8,110 of 8,915
- Rank among all SEC RIAs
- #15,212 of 17,210
- Rank in Michigan
- #289 of 305
- Individual clients
- 838
- High-net-worth clients
- 12
- Accounts
- 1,131
- Discretionary
- 0% of AUM
- Employees
- 27
- Advisory staff
- 26
- Offices
- 2
Owners and executives on its Form ADV
- Jason T. DiotteDirector of Advisory Services
- Bruce M. ReaumeExecutive Director
- Jacob P. FoxChief Compliance Officer/ Secretary
Custody and brokerage
Broker-dealer
Hybrid RIA
Fairway Investment Group, LLC is a hybrid RIA: 27 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Paradigm Equities, Inc..
- Paradigm Equities, Inc. ↗CRD 31990
An introducing broker-dealer: its trades clear through another firm, which holds the brokerage accounts. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed August 2026) names Paradigm Equities as the broker-dealer its advisers are registered with.
esentatives (IARs) of Fairway Investment Group , LLC are dually Registered Representative s with Advisory Services offered through LPL Financial, member FINRA/SIPC, and securities offered through Paradigm Equities, Inc., member FINRA/SIPC.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| Individuals | 826 | $90M | 84% |
| High-net-worth individuals | 12 | $16M | 15% |
| Corporations or other businesses | 6 | $1M | 1% |
Disciplinary disclosures
Fairway Investment Group, LLC answers yes to 1 disclosure item in Item 11 of Form ADV (criminal, regulatory or civil matters involving the firm or its advisory affiliates). Read the details on the SEC’s adviser search ↗
Services
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
Form ADV and brochures on the SEC’s adviser search ↗
AtlasMembers
The full record on Fairway Investment Group, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff from each filing
- Locked
- Growth over one, three and five years
- Locked
- Rank against 4,460 peers of its type and size
- Locked
- Owners and executives, with titles and stakes
- 3 namedLocked
- Main office, fax and compliance officer
- Locked
- Filing changes this year, with alerts
- 2Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Fairway Investment Group, LLC manage?
Fairway Investment Group, LLC reports $107 million in regulatory assets under management across 1,131 accounts, on its Form ADV filed August 14, 2026.
What kind of firm is Fairway Investment Group, LLC?
Fairway Investment Group, LLC is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.
Who are Fairway Investment Group, LLC’s clients?
By assets, its largest client types are individuals ($90 million, 826 clients); high-net-worth individuals ($16 million, 12 clients); corporations or other businesses ($1 million, 6 clients).
Does Fairway Investment Group, LLC have any disciplinary history?
Fairway Investment Group, LLC answers yes to 1 disclosure item in Item 11 of Form ADV, which covers criminal, regulatory and civil matters involving the firm or its advisory affiliates. The details are on the SEC’s adviser search.
Where these numbers come from
Every figure is Fairway Investment Group, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-08-14), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →