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Wealth manager, independent · Draper, UT

Lone Peak Advisers

Lone Peak Advisers, LLC · SEC-registered investment adviser · CRD 296772 · SEC 801-127627

At a glance

Lone Peak Advisers is an SEC-registered investment adviser based in Draper, Utah, with $125 million in regulatory assets under management as of its Form ADV filed March 3, 2026. Its largest client group by assets is individuals, and it reports 905 individual clients. By Form ADV it is a wealth manager, ranked 7,543rd of 8,915 wealth managers and 14,519th of 17,210 SEC-registered advisers by assets.

Main office 801-855-8886lonepeakadvisers.comAs filed on Form ADV

Regulatory AUM
$125M
Rank among wealth managers
#7,543 of 8,915
Rank among all SEC RIAs
#14,519 of 17,210
Rank in Utah
#135 of 151
Individual clients
905
High-net-worth clients
50
Accounts
905
Discretionary
100% of AUM
Employees
8
Advisory staff
8
Offices
1

Owners and executives on its Form ADV

Custody and brokerage

3 custodians

  1. Charles Schwab$50M69%
  2. Assetmark$20M28%
  3. Interactive Brokers$2M3%

Other RIAs using Charles SchwabOther multi-custodian RIAs

Broker-dealer

Hybrid RIA

Lone Peak Advisers is a hybrid RIA: 6 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Transitional Broker LLC.

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
Individuals855$75M60%
High-net-worth individuals50$50M40%

Disciplinary disclosures

Lone Peak Advisers reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Financial planning
  • Portfolio management for individuals and small businesses
  • Selecting other advisers

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗lonepeakadvisers.com ↗

AtlasMembers

The full record on Lone Peak Advisers

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 8 years of filings
Locked
Growth over one, three and five years
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Rank against 4,898 peers of its type and size
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Owners and executives, with titles and stakes
2 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
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Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Lone Peak Advisers manage?

Lone Peak Advisers reports $125 million in regulatory assets under management across 905 accounts, 100% of it on a discretionary basis, on its Form ADV filed March 3, 2026.

What kind of firm is Lone Peak Advisers?

Lone Peak Advisers is a wealth manager by its Form ADV answers. At least half of its regulatory assets are managed for individuals and high-net-worth individuals.

Who are Lone Peak Advisers’s clients?

By assets, its largest client types are individuals ($75 million, 855 clients); high-net-worth individuals ($50 million, 50 clients).

Does Lone Peak Advisers have any disciplinary history?

Lone Peak Advisers reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Lone Peak Advisers’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-03), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →