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Broker-dealer firm · Atlanta, GA

Carter, Terry & Company, Inc.

SEC-registered investment adviser · CRD 16365 · SEC 801-113129

At a glance

Carter, Terry & Company, Inc. is an SEC-registered investment adviser based in Atlanta, Georgia, with $104 million in regulatory assets under management as of its Form ADV filed March 27, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 162 individual clients. By Form ADV it is a broker-dealer firm, ranked 332nd of 391 broker-dealer firms and 15,310th of 17,210 SEC-registered advisers by assets.

Main office 404-364-2070carterterry.comAs filed on Form ADV

Regulatory AUM
$104M
Rank among broker-dealer firms
#332 of 391
Rank among all SEC RIAs
#15,310 of 17,210
Rank in Georgia
#311 of 331
Individual clients
162
High-net-worth clients
60
Accounts
168
Discretionary
87% of AUM
Employees
33
Advisory staff
15
Offices
2

Owners and executives on its Form ADV

Custody and brokerage

Custodian

Carter, Terry & Company, Inc.’s Form ADV lists no custodian for separately managed accounts. Firms report one only when they manage $10 million or more in those accounts.

Broker-dealer

Hybrid RIA

Carter, Terry & Company, Inc. is a hybrid RIA: 33 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Carter, Terry & Company, Inc..

Other hybrid RIAs

Who it serves

Client typeClientsRegulatory AUMShare
High-net-worth individuals60$81M78%
Individuals102$20M20%
Pension and profit sharing plans1$1M1%
Corporations or other businesses5$1M<1%

Disciplinary disclosures

Carter, Terry & Company, Inc. reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗

Services

  • Portfolio management for individuals and small businesses
  • Selecting other advisers
  • Educational seminars and workshops

How it’s paid

  • A percentage of assets under management

Form ADV and brochures on the SEC’s adviser search ↗carterterry.com ↗

AtlasMembers

The full record on Carter, Terry & Company, Inc.

Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.

Assets, accounts, clients and staff, 8 years of filings
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Growth over one, three and five years
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Rank against 103 peers of its type and size
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Owners and executives, with titles and stakes
3 namedLocked
Main office, fax and compliance officer
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Filing changes this year, with alerts
2Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Background

Questions

How much does Carter, Terry & Company, Inc. manage?

Carter, Terry & Company, Inc. reports $104 million in regulatory assets under management across 168 accounts, 87% of it on a discretionary basis, on its Form ADV filed March 27, 2026.

What kind of firm is Carter, Terry & Company, Inc.?

Carter, Terry & Company, Inc. is a broker-dealer firm by its Form ADV answers. The firm is itself registered as a broker-dealer as well as an investment adviser.

Who are Carter, Terry & Company, Inc.’s clients?

By assets, its largest client types are high-net-worth individuals ($81 million, 60 clients); individuals ($20 million, 102 clients); pension and profit sharing plans ($1 million, 1 clients).

Does Carter, Terry & Company, Inc. have any disciplinary history?

Carter, Terry & Company, Inc. reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.

Where these numbers come from

Every figure is Carter, Terry & Company, Inc.’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-03-27), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.

Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →