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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in North Wilkesboro, NC

Every SEC-registered investment adviser representative at a firm office in North Wilkesboro, with the firms that employ the most of them.

The short answer

12 registered advisors work in North Wilkesboro; the most are at Wells Fargo Clearing Services, LLC (4). 1 list the CFP designation and 12 are also registered broker representatives.

Firms with the most advisors in North Wilkesboro

FirmAdvisors in North Wilkesboro
Wells Fargo Clearing Services, LLC news4
Osaic Wealth, Inc. news3
LPL Financial LLC news2
Cetera Investment Advisers LLC news1
Horace Mann Investors, Inc.1
Raymond James Financial Services Advisors, Inc. news1

Advisors in North Wilkesboro, A to Z

CFP advisors in North Wilkesboro →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in North Wilkesboro, NC?

12 investment adviser representatives are registered at firm offices in North Wilkesboro, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 12 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in North Wilkesboro?

Wells Fargo Clearing Services, LLC, with 4 registered advisors in North Wilkesboro, followed by Osaic Wealth, Inc. with 3.

How do I check a financial advisor in North Wilkesboro?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.