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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Yorktown Heights, NY

Every SEC-registered investment adviser representative at a firm office in Yorktown Heights, with the firms that employ the most of them.

The short answer

21 registered advisors work in Yorktown Heights; the most are at J.P. Morgan Securities LLC (7). 0 list the CFP designation and 19 are also registered broker representatives.

Firms with the most advisors in Yorktown Heights

FirmAdvisors in Yorktown Heights
J.P. Morgan Securities LLC news7
Joseph P. Lucia & Associates, LLC3
LPL Financial LLC news2
Strategic Advisers LLC2
Citigroup Global Markets Inc. news1
Edward Jones news1
Osaic Wealth, Inc. news1
Park Avenue Securities LLC1
T. Rowe Price Advisory Services, Inc.1
Tiaa-Cref Individual & Institutional Services, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Yorktown Heights, A to Z

Search all of New York →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Yorktown Heights, NY?

21 investment adviser representatives are registered at firm offices in Yorktown Heights, New York, according to the SEC's Investment Adviser Public Disclosure records. 19 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Yorktown Heights?

J.P. Morgan Securities LLC, with 7 registered advisors in Yorktown Heights, followed by Joseph P. Lucia & Associates, LLC with 3.

How do I check a financial advisor in Yorktown Heights?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.