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Financial ADVSR advisor directory · SEC adviser records

Joseph P. Lucia & Associates, LLC financial advisors in Yorktown Heights, NY

Every SEC-registered investment adviser representative at a Joseph P. Lucia & Associates, LLC office in Yorktown Heights, A to Z.

The short answer

3 registered advisors work at Joseph P. Lucia & Associates, LLC in Yorktown Heights, out of 3 at the firm nationwide; it ranks number 2 in the city by advisors. 0 list the CFP designation and 2 are also registered broker representatives.

Joseph P. Lucia & Associates, LLC advisors in Yorktown Heights, A to Z

Every Joseph P. Lucia & Associates, LLC advisor →

Joseph P. Lucia & Associates, LLC advisors in every city and state →Joseph P. Lucia & Associates, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Yorktown Heights

All Yorktown Heights advisors →

J.P. Morgan Securities LLC 7Strategic Advisers LLC 3

Questions

How many financial advisors does Joseph P. Lucia & Associates, LLC have in Yorktown Heights?

3 investment adviser representatives are registered at Joseph P. Lucia & Associates, LLC offices in Yorktown Heights, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 3 nationwide. 0 list the CFP designation and 2 are also registered as broker representatives.

Is Joseph P. Lucia & Associates, LLC one of the largest advisor employers in Yorktown Heights?

Joseph P. Lucia & Associates, LLC ranks number 2 in Yorktown Heights by registered advisors; J.P. Morgan Securities LLC has the most, with 7.

How do I check a Joseph P. Lucia & Associates, LLC advisor in Yorktown Heights?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Joseph P. Lucia & Associates, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.