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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Lockport, NY

Every SEC-registered investment adviser representative at a firm office in Lockport, with the firms that employ the most of them.

The short answer

29 registered advisors work in Lockport; the most are at LPL Financial LLC (6). 5 list the CFP designation and 26 are also registered broker representatives.

Firms with the most advisors in Lockport

FirmAdvisors in Lockport
LPL Financial LLC news6
Edward Jones news5
Ameriprise Financial Services, LLC news2
Equitable Advisors, LLC news2
Hsbc Securities (USA) Inc.2
Independent Financial Partners2
Kestra Advisory Services, LLC news2
Cambridge Investment Research Advisors, Inc. news1
Key Investment Services LLC1
LPL Enterprise, LLC news1
Moors & Cabot, Inc.1
Osaic Wealth, Inc. news1
Pfs Investments Inc.1
Sauberan & Company, LLC1
Strategic Advisers LLC1

Advisors in Lockport, A to Z

CFP advisors in Lockport →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Lockport, NY?

29 investment adviser representatives are registered at firm offices in Lockport, New York, according to the SEC's Investment Adviser Public Disclosure records. 26 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Lockport?

LPL Financial LLC, with 6 registered advisors in Lockport, followed by Edward Jones with 5.

How do I check a financial advisor in Lockport?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.