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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Liverpool, NY

Every SEC-registered investment adviser representative at a firm office in Liverpool, with the firms that employ the most of them.

59 registered advisors work in Liverpool; the most are at LPL Financial LLC (17). 5 list the CFP designation and 54 are also registered broker representatives.

Firms with the most advisors in Liverpool

FirmAdvisors in Liverpool
LPL Financial LLC news17
Ibn Financial Services, Inc.12
Ameriprise Financial Services, LLC news5
Key Investment Services LLC4
LPL Enterprise, LLC news4
Edward Jones news3
Ibn Advisory Services, Inc.3
Equitable Advisors, LLC news2
Leigh Baldwin & Co., LLC2
Mpm Advisors Group LLC2
Thrivent Investment Management Inc.2
J.P. Morgan Securities LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Mutual Of Omaha Investor Services, Inc.1
World Investment Advisors, LLC1

Advisors in Liverpool, A to Z

CFP advisors in Liverpool →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Liverpool, NY?

59 investment adviser representatives are registered at firm offices in Liverpool, New York, according to the SEC's Investment Adviser Public Disclosure records. 54 of them are also registered as broker representatives, and 5 list the CFP designation.

Which firm has the most financial advisors in Liverpool?

LPL Financial LLC, with 17 registered advisors in Liverpool, followed by Ibn Financial Services, Inc. with 12.

How do I check a financial advisor in Liverpool?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.