Chief Executive Officer, Cheif Financial Officer · IBN Financial Services, Inc
Richard James Jr Carlesco
CRD 2135988 · Named on Form ADV at 2 SEC-registered advisers
At a glance
IBN Financial Services, Inc, an SEC-registered broker-dealer firm based in Liverpool, NY with $88 million in regulatory assets, lists Richard James Jr Carlesco on its Form ADV as Chief Executive Officer, Cheif Financial Officer, a control person. The SEC filings also name Richard at 1 other registered adviser.
Firms and roles
- IBN Financial Services, IncChief Executive Officer, Cheif Financial OfficerBroker-dealer firm · Liverpool, NY · $88M in regulatory assets
- IBN Advisory Services, Inc.CEOWealth manager · Liverpool, NY · $70M in regulatory assets
AtlasMembers
Richard’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2020 (5 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Richard’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Christopher Ryan AveryChief Operations Officer, IBN Financial Services, Inc
- Timothy Edward EvansEquity Partner, IBN Financial Services, Inc
- Monica Ann ColesChief Compliance Officer, IBN Financial Services, Inc
- Karen Le'ellen CokerDirector, IBN Financial Services, Inc
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richard’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.